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<SEC-DOCUMENT>0001434424-10-000001.txt : 20100713
<SEC-HEADER>0001434424-10-000001.hdr.sgml : 20100713
<ACCEPTANCE-DATETIME>20100712180222
ACCESSION NUMBER:		0001434424-10-000001
CONFORMED SUBMISSION TYPE:	D/A
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		Rule 506
ITEM INFORMATION:		Investment Company Act Section 3(c)
ITEM INFORMATION:		Section 3(c)(1)
FILED AS OF DATE:		20100713
DATE AS OF CHANGE:		20100712
EFFECTIVENESS DATE:		20100713

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC
		CENTRAL INDEX KEY:			0001434424
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		D/A
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-117966
		FILM NUMBER:		10948916

	BUSINESS ADDRESS:	
		STREET 1:		680 FIFTH AVENUE
		STREET 2:		16TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
		BUSINESS PHONE:		212-843-1601

	MAIL ADDRESS:	
		STREET 1:		680 FIFTH AVENUE
		STREET 2:		16TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
</SEC-HEADER>
<DOCUMENT>
<TYPE>D/A
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<edgarSubmission>

    <schemaVersion>X0704</schemaVersion>

    <submissionType>D/A</submissionType>

    <testOrLive>LIVE</testOrLive>

    <primaryIssuer>
        <cik>0001434424</cik>
        <entityName>BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC</entityName>
        <issuerAddress>
            <street1>399 Park Avenue</street1>
            <street2>32nd Floor</street2>
            <city>NEW YORK</city>
            <stateOrCountry>NY</stateOrCountry>
            <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
            <zipCode>10022</zipCode>
        </issuerAddress>
        <issuerPhoneNumber>212-843-1601</issuerPhoneNumber>
        <jurisdictionOfInc>DELAWARE</jurisdictionOfInc>
        <issuerPreviousNameList>
            <value>None</value>
        </issuerPreviousNameList>
        <edgarPreviousNameList>
            <value>None</value>
        </edgarPreviousNameList>
        <entityType>Limited Liability Company</entityType>
        <yearOfInc>
            <withinFiveYears>true</withinFiveYears>
            <value>2007</value>
        </yearOfInc>
    </primaryIssuer>

    <relatedPersonsList>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>R.</firstName>
                <middleName>Ramin</middleName>
                <lastName>Kamfar</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>x</firstName>
                <lastName>Bluerock Real Estate, LLC</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Promoter</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Manager</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>James</firstName>
                <middleName>G</middleName>
                <lastName>Babb III</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Jordan</firstName>
                <middleName>B</middleName>
                <lastName>Ruddy</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Jerold</firstName>
                <middleName>E</middleName>
                <lastName>Novacek</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Patricia</firstName>
                <middleName>S</middleName>
                <lastName>Anderson</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Michael</firstName>
                <middleName>L</middleName>
                <lastName>Konig</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>399 Park Avenue</street1>
                <street2>32nd Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                <zipCode>10022</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
    </relatedPersonsList>

    <offeringData>
        <industryGroup>
            <industryGroupType>Residential</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
            <item>06</item>
            <item>3C</item>
            <item>3C.1</item>
        </federalExemptionsExclusions>
        <typeOfFiling>
            <newOrAmendment>
                <isAmendment>true</isAmendment>
                <previousAccessionNumber>0001434424-09-000006</previousAccessionNumber>
            </newOrAmendment>
            <dateOfFirstSale>
                <value>2008-04-14</value>
            </dateOfFirstSale>
        </typeOfFiling>
        <durationOfOffering>
            <moreThanOneYear>true</moreThanOneYear>
        </durationOfOffering>
        <typesOfSecuritiesOffered>
            <isPooledInvestmentFundType>true</isPooledInvestmentFundType>
        </typesOfSecuritiesOffered>
        <businessCombinationTransaction>
            <isBusinessCombinationTransaction>false</isBusinessCombinationTransaction>
            <clarificationOfResponse></clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>4500</minimumInvestmentAccepted>
        <salesCompensationList>
            <recipient>
                <recipientName>Ashlee Turner</recipientName>
                <recipientCRDNumber>5467536</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1917 Palomar Oaks Way</street1>
                    <street2>Suite 150</street2>
                    <city>Carlsbad</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92008</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>FL</state>
                    <description>FLORIDA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brad McCord</recipientName>
                <recipientCRDNumber>5435128</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1917 Palomar Oaks Way</street1>
                    <street2>Suite 150</street2>
                    <city>Carlsbad</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92008</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>FL</state>
                    <description>FLORIDA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brent Evans</recipientName>
                <recipientCRDNumber>3185751</recipientCRDNumber>
                <associatedBDName>Omni Brokerage</associatedBDName>
                <associatedBDCRDNumber>16878</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1245 E. Brickyard Rd.</street1>
                    <street2>Suite 160</street2>
                    <city>Salt Lake City</city>
                    <stateOrCountry>UT</stateOrCountry>
                    <stateOrCountryDescription>UTAH</stateOrCountryDescription>
                    <zipCode>84106</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>UT</state>
                    <description>UTAH</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brett Little</recipientName>
                <recipientCRDNumber>4717405</recipientCRDNumber>
                <associatedBDName>Independent Financial Group</associatedBDName>
                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>6445 N Palm Ave</street1>
                    <city>Fresno</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>93704</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brian Levy</recipientName>
                <recipientCRDNumber>4929320</recipientCRDNumber>
                <associatedBDName>Regent Capital Group</associatedBDName>
                <associatedBDCRDNumber>126881</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>815 Moraga Dr.</street1>
                    <city>Los Angeles</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>90049</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                    <state>NC</state>
                    <description>NORTH CAROLINA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brian Folland</recipientName>
                <recipientCRDNumber>2600878</recipientCRDNumber>
                <associatedBDName>National Securities</associatedBDName>
                <associatedBDCRDNumber>7569</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>567 W Shaw Ave</street1>
                    <street2>Suite A-1</street2>
                    <city>Fresno</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>93704</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Brian Tanner</recipientName>
                <recipientCRDNumber>5038888</recipientCRDNumber>
                <associatedBDName>Omni Brokerage</associatedBDName>
                <associatedBDCRDNumber>16878</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>55 Madison St</street1>
                    <street2>Suite 675</street2>
                    <city>Denver</city>
                    <stateOrCountry>CO</stateOrCountry>
                    <stateOrCountryDescription>COLORADO</stateOrCountryDescription>
                    <zipCode>80206</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CO</state>
                    <description>COLORADO</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Bruce Drooks</recipientName>
                <recipientCRDNumber>2440188</recipientCRDNumber>
                <associatedBDName>Centaurus Financial</associatedBDName>
                <associatedBDCRDNumber>30833</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>7282 Pondera Circle</street1>
                    <city>West Hills</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>91307</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Bruce Soltani</recipientName>
                <recipientCRDNumber>4650376</recipientCRDNumber>
                <associatedBDName>Girard Securities</associatedBDName>
                <associatedBDCRDNumber>18697</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>12526 High Bluff Dr</street1>
                    <street2>Suite 350</street2>
                    <city>San Diego</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92130</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Bryan Stanfill</recipientName>
                <recipientCRDNumber>1387655</recipientCRDNumber>
                <associatedBDName>Triad Advisors</associatedBDName>
                <associatedBDCRDNumber>25803</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>125 E Plaza Dr</street1>
                    <street2>Suite 114</street2>
                    <city>Mooresville</city>
                    <stateOrCountry>NC</stateOrCountry>
                    <stateOrCountryDescription>NORTH CAROLINA</stateOrCountryDescription>
                    <zipCode>28115</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>NC</state>
                    <description>NORTH CAROLINA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Cannen Ferrell</recipientName>
                <recipientCRDNumber>4371859</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>9289 Huntington Square</street1>
                    <city>N Richard Hills</city>
                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>76180</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>TX</state>
                    <description>TEXAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Charles Dawson</recipientName>
                <recipientCRDNumber>717848</recipientCRDNumber>
                <associatedBDName>Berthel Fisher &amp; Co</associatedBDName>
                <associatedBDCRDNumber>13609</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>120 Jefferson St</street1>
                    <city>Sulphur Springs</city>
                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>75482</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>TX</state>
                    <description>TEXAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Chris Miller</recipientName>
                <recipientCRDNumber>4044818</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>2522 Chambers Rd</street1>
                    <street2>#100</street2>
                    <city>Tustin</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92780</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Chris Vizzi</recipientName>
                <recipientCRDNumber>5095868</recipientCRDNumber>
                <associatedBDName>Independent Financial Group</associatedBDName>
                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>4630 Campus Dr</street1>
                    <street2>Suite 104</street2>
                    <city>Newport Beach</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92660</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Cindy Chiu</recipientName>
                <recipientCRDNumber>4663184</recipientCRDNumber>
                <associatedBDName>Centaurus Financial</associatedBDName>
                <associatedBDCRDNumber>30833</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>3 MacArthur Pl</street1>
                    <street2>Suite 855</street2>
                    <city>Santa Ana</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92707</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Curtis Whipple</recipientName>
                <recipientCRDNumber>1657643</recipientCRDNumber>
                <associatedBDName>Investacorp</associatedBDName>
                <associatedBDCRDNumber>7684</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>41081 Ann Arbor Rd</street1>
                    <city>Plymouth</city>
                    <stateOrCountry>MI</stateOrCountry>
                    <stateOrCountryDescription>MICHIGAN</stateOrCountryDescription>
                    <zipCode>48170</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>FL</state>
                    <description>FLORIDA</description>
                    <state>MI</state>
                    <description>MICHIGAN</description>
                    <state>MN</state>
                    <description>MINNESOTA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Paul Durso</recipientName>
                <recipientCRDNumber>4416551</recipientCRDNumber>
                <associatedBDName>Investacorp</associatedBDName>
                <associatedBDCRDNumber>7684</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>41081 Ann Arbor Rd</street1>
                    <city>Plymouth</city>
                    <stateOrCountry>MI</stateOrCountry>
                    <stateOrCountryDescription>MICHIGAN</stateOrCountryDescription>
                    <zipCode>48170</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>MI</state>
                    <description>MICHIGAN</description>
                    <state>MN</state>
                    <description>MINNESOTA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Curtis Sathre III</recipientName>
                <recipientCRDNumber>2459115</recipientCRDNumber>
                <associatedBDName>WFP Securities</associatedBDName>
                <associatedBDCRDNumber>35098</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>6020 Cornerstone Court W</street1>
                    <street2>Suite 240</street2>
                    <city>San Diego</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92121</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Daniel Barnard</recipientName>
                <recipientCRDNumber>2403593</recipientCRDNumber>
                <associatedBDName>Berthel Fisher &amp; Co</associatedBDName>
                <associatedBDCRDNumber>13609</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>8563 E. San Alberto</street1>
                    <street2>#140</street2>
                    <city>Scottsdale</city>
                    <stateOrCountry>AZ</stateOrCountry>
                    <stateOrCountryDescription>ARIZONA</stateOrCountryDescription>
                    <zipCode>85258</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>AZ</state>
                    <description>ARIZONA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Daniel McPherson</recipientName>
                <recipientCRDNumber>4964802</recipientCRDNumber>
                <associatedBDName>Sammons Securities</associatedBDName>
                <associatedBDCRDNumber>115368</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1488 Midway Ave</street1>
                    <city>Idaho Falls</city>
                    <stateOrCountry>ID</stateOrCountry>
                    <stateOrCountryDescription>IDAHO</stateOrCountryDescription>
                    <zipCode>83406</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>ID</state>
                    <description>IDAHO</description>
                    <state>UT</state>
                    <description>UTAH</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Darrell Karnopp</recipientName>
                <recipientCRDNumber>5224015</recipientCRDNumber>
                <associatedBDName>CapWest</associatedBDName>
                <associatedBDCRDNumber>30002</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>4523 Camden Brook Lane</street1>
                    <city>Katy</city>
                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>77494</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>David Harris</recipientName>
                <recipientCRDNumber>2658691</recipientCRDNumber>
                <associatedBDName>Sammons Securities</associatedBDName>
                <associatedBDCRDNumber>115368</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>2069 N Main St</street1>
                    <street2>Suite 200</street2>
                    <city>Cedar City</city>
                    <stateOrCountry>UT</stateOrCountry>
                    <stateOrCountryDescription>UTAH</stateOrCountryDescription>
                    <zipCode>84721</zipCode>
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                <statesOfSolicitationList>
                    <state>UT</state>
                    <description>UTAH</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>David Joiner</recipientName>
                <recipientCRDNumber>4520591</recipientCRDNumber>
                <associatedBDName>Berthel Fisher &amp; Co</associatedBDName>
                <associatedBDCRDNumber>13609</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>80 Iron Point Circle</street1>
                    <street2>Suite 118</street2>
                    <city>Folsom</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>95630</zipCode>
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                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>David Breedlove</recipientName>
                <recipientCRDNumber>29577</recipientCRDNumber>
                <associatedBDName>Cambridge Legacy Securities</associatedBDName>
                <associatedBDCRDNumber>103722</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1024 Pruitt Pl</street1>
                    <city>Tyler</city>
                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>75703</zipCode>
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                <statesOfSolicitationList>
                    <state>TX</state>
                    <description>TEXAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Debra Schleining</recipientName>
                <recipientCRDNumber>2768752</recipientCRDNumber>
                <associatedBDName>J P Turner</associatedBDName>
                <associatedBDCRDNumber>43177</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>13530 Parker St</street1>
                    <city>Omaha</city>
                    <stateOrCountry>NE</stateOrCountry>
                    <stateOrCountryDescription>NEBRASKA</stateOrCountryDescription>
                    <zipCode>68154</zipCode>
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                    <state>AZ</state>
                    <description>ARIZONA</description>
                    <state>NE</state>
                    <description>NEBRASKA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Dennis Talty</recipientName>
                <recipientCRDNumber>1594204</recipientCRDNumber>
                <associatedBDName>United Equity Securities</associatedBDName>
                <associatedBDCRDNumber>13709</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1275 58th Ave</street1>
                    <street2>Suite A</street2>
                    <city>Greeley</city>
                    <stateOrCountry>CO</stateOrCountry>
                    <stateOrCountryDescription>COLORADO</stateOrCountryDescription>
                    <zipCode>80634</zipCode>
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                    <state>CO</state>
                    <description>COLORADO</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Dilip Shah</recipientName>
                <recipientCRDNumber>4565670</recipientCRDNumber>
                <associatedBDName>Cambridge Legacy Securities</associatedBDName>
                <associatedBDCRDNumber>103722</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>535 W Purnell</street1>
                    <street2>Suite 120</street2>
                    <city>Lewisville</city>
                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>75057</zipCode>
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                <statesOfSolicitationList>
                    <state>TX</state>
                    <description>TEXAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Dino Gambino</recipientName>
                <recipientCRDNumber>5102207</recipientCRDNumber>
                <associatedBDName>J P Turner</associatedBDName>
                <associatedBDCRDNumber>43177</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>210 S 9th</street1>
                    <city>Lewiston</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>14092</zipCode>
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                <statesOfSolicitationList>
                    <state>NY</state>
                    <description>NEW YORK</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Douglas Hendrickson</recipientName>
                <recipientCRDNumber>None</recipientCRDNumber>
                <associatedBDName>Triad Advisors</associatedBDName>
                <associatedBDCRDNumber>25803</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>6290 Jupiter Ave</street1>
                    <street2>Suite B</street2>
                    <city>Belmont</city>
                    <stateOrCountry>MI</stateOrCountry>
                    <stateOrCountryDescription>MICHIGAN</stateOrCountryDescription>
                    <zipCode>49306</zipCode>
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                <statesOfSolicitationList>
                    <state>MI</state>
                    <description>MICHIGAN</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Douglas James</recipientName>
                <recipientCRDNumber>2648868</recipientCRDNumber>
                <associatedBDName>American Portfolio Financial</associatedBDName>
                <associatedBDCRDNumber>18487</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>12 N Route 17</street1>
                    <street2>Suite 222</street2>
                    <city>Paramus</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>07652</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>NY</state>
                    <description>NEW YORK</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Drew Kenworthy</recipientName>
                <recipientCRDNumber>5390478</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>20241 SW Birch</street1>
                    <street2>Suite 100</street2>
                    <city>Newport Beach</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92660</zipCode>
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                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Dwight Kay</recipientName>
                <recipientCRDNumber>5376903</recipientCRDNumber>
                <associatedBDName>Independent Financial Group</associatedBDName>
                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>12636 High Bluff Dr</street1>
                    <street2>Suite 100</street2>
                    <city>San Diego</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92130</zipCode>
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                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Eric Wegner</recipientName>
                <recipientCRDNumber>2044977</recipientCRDNumber>
                <associatedBDName>QA3 Financial</associatedBDName>
                <associatedBDCRDNumber>14754</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>14300 Nicollet Ct</street1>
                    <street2>#217</street2>
                    <city>Burnsville</city>
                    <stateOrCountry>MN</stateOrCountry>
                    <stateOrCountryDescription>MINNESOTA</stateOrCountryDescription>
                    <zipCode>55306</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>AZ</state>
                    <description>ARIZONA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Ferdinand Dosono</recipientName>
                <recipientCRDNumber>2110497</recipientCRDNumber>
                <associatedBDName>National Securities</associatedBDName>
                <associatedBDCRDNumber>7569</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>3156 Elue St</street1>
                    <city>Lihue</city>
                    <stateOrCountry>HI</stateOrCountry>
                    <stateOrCountryDescription>HAWAII</stateOrCountryDescription>
                    <zipCode>96766</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>HI</state>
                    <description>HAWAII</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Fred Chasalow</recipientName>
                <recipientCRDNumber>3125986</recipientCRDNumber>
                <associatedBDName>Cambridge Legacy</associatedBDName>
                <associatedBDCRDNumber>103722</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>2523 Hastings Dr</street1>
                    <city>Belmont</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>94002</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>G. Russell Conrad</recipientName>
                <recipientCRDNumber>2746778</recipientCRDNumber>
                <associatedBDName>J P Turner</associatedBDName>
                <associatedBDCRDNumber>43177</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>210 S 9th St</street1>
                    <city>Lewiston</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>14092</zipCode>
                </recipientAddress>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
                    <state>FL</state>
                    <description>FLORIDA</description>
                    <state>IL</state>
                    <description>ILLINOIS</description>
                    <state>MD</state>
                    <description>MARYLAND</description>
                    <state>NE</state>
                    <description>NEBRASKA</description>
                    <state>NY</state>
                    <description>NEW YORK</description>
                    <state>NC</state>
                    <description>NORTH CAROLINA</description>
                    <state>SC</state>
                    <description>SOUTH CAROLINA</description>
                    <state>TX</state>
                    <description>TEXAS</description>
                    <state>WI</state>
                    <description>WISCONSIN</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Gary Ackerman</recipientName>
                <recipientCRDNumber>4668422</recipientCRDNumber>
                <associatedBDName>CapWest Securities</associatedBDName>
                <associatedBDCRDNumber>30002</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>5030 Sadler Pl</street1>
                    <street2>Suite 203</street2>
                    <city>Glen Allen</city>
                    <stateOrCountry>VA</stateOrCountry>
                    <stateOrCountryDescription>VIRGINIA</stateOrCountryDescription>
                    <zipCode>23060</zipCode>
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                <statesOfSolicitationList>
                    <state>VA</state>
                    <description>VIRGINIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>George Bellish</recipientName>
                <recipientCRDNumber>2646202</recipientCRDNumber>
                <associatedBDName>American Portfolios Financial</associatedBDName>
                <associatedBDCRDNumber>18487</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>8845 E Market St</street1>
                    <city>Warren</city>
                    <stateOrCountry>OH</stateOrCountry>
                    <stateOrCountryDescription>OHIO</stateOrCountryDescription>
                    <zipCode>44484</zipCode>
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                <statesOfSolicitationList>
                    <state>OH</state>
                    <description>OHIO</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Gordon Yee</recipientName>
                <recipientCRDNumber>2339698</recipientCRDNumber>
                <associatedBDName>National Securities</associatedBDName>
                <associatedBDCRDNumber>7569</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>3156 Elue St</street1>
                    <city>Lihue</city>
                    <stateOrCountry>HI</stateOrCountry>
                    <stateOrCountryDescription>HAWAII</stateOrCountryDescription>
                    <zipCode>96766</zipCode>
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                <statesOfSolicitationList>
                    <state>HI</state>
                    <description>HAWAII</description>
                    <state>WA</state>
                    <description>WASHINGTON</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Greg Collins</recipientName>
                <recipientCRDNumber>2299365</recipientCRDNumber>
                <associatedBDName>American Portfolios Financial</associatedBDName>
                <associatedBDCRDNumber>18487</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>2000 Old West Main</street1>
                    <city>Red Wing</city>
                    <stateOrCountry>MN</stateOrCountry>
                    <stateOrCountryDescription>MINNESOTA</stateOrCountryDescription>
                    <zipCode>55066</zipCode>
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                    <state>MN</state>
                    <description>MINNESOTA</description>
                    <state>WI</state>
                    <description>WISCONSIN</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Gretchen Schorr</recipientName>
                <recipientCRDNumber>704073</recipientCRDNumber>
                <associatedBDName>Independent Financial Group</associatedBDName>
                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>32621 Avenida Lestonnac</street1>
                    <city>Temecula</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92592</zipCode>
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                <statesOfSolicitationList>
                    <state>MD</state>
                    <description>MARYLAND</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Henry Godbee IV</recipientName>
                <recipientCRDNumber>4536422</recipientCRDNumber>
                <associatedBDName>Cambridge Legacy</associatedBDName>
                <associatedBDCRDNumber>103722</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1701 Forest Hills Blvd</street1>
                    <city>Bella Vista</city>
                    <stateOrCountry>AR</stateOrCountry>
                    <stateOrCountryDescription>ARKANSAS</stateOrCountryDescription>
                    <zipCode>72715</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>AR</state>
                    <description>ARKANSAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Henry Godbee III</recipientName>
                <recipientCRDNumber>2284452</recipientCRDNumber>
                <associatedBDName>Cambridge Legacy</associatedBDName>
                <associatedBDCRDNumber>103722</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>101 Plaza Carmona Pl</street1>
                    <street2>Suite D</street2>
                    <city>Hot Springs Village</city>
                    <stateOrCountry>AR</stateOrCountry>
                    <stateOrCountryDescription>ARKANSAS</stateOrCountryDescription>
                    <zipCode>71909</zipCode>
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                <statesOfSolicitationList>
                    <state>AR</state>
                    <description>ARKANSAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Howard Pearlman</recipientName>
                <recipientCRDNumber>1013748</recipientCRDNumber>
                <associatedBDName>Advisory Group Equity</associatedBDName>
                <associatedBDCRDNumber>15427</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1881 Worchester Rd</street1>
                    <street2>Suite 204</street2>
                    <city>Framingham</city>
                    <stateOrCountry>MA</stateOrCountry>
                    <stateOrCountryDescription>MASSACHUSETTS</stateOrCountryDescription>
                    <zipCode>01701</zipCode>
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                    <state>MA</state>
                    <description>MASSACHUSETTS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>J C Durnin</recipientName>
                <recipientCRDNumber>2717955</recipientCRDNumber>
                <associatedBDName>Berthel Fisher &amp; Co</associatedBDName>
                <associatedBDCRDNumber>13609</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>11291 E Via Linda</street1>
                    <street2>Suite 132</street2>
                    <city>Scottsdale</city>
                    <stateOrCountry>AZ</stateOrCountry>
                    <stateOrCountryDescription>ARIZONA</stateOrCountryDescription>
                    <zipCode>85259</zipCode>
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                    <state>AZ</state>
                    <description>ARIZONA</description>
                    <state>IL</state>
                    <description>ILLINOIS</description>
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                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>J R Broadbent</recipientName>
                <recipientCRDNumber>3132498</recipientCRDNumber>
                <associatedBDName>Omni Brokerage</associatedBDName>
                <associatedBDCRDNumber>16878</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>2040 Murray-Holladay Rd</street1>
                    <street2>Suite 201</street2>
                    <city>Salt Lake City</city>
                    <stateOrCountry>UT</stateOrCountry>
                    <stateOrCountryDescription>UTAH</stateOrCountryDescription>
                    <zipCode>84117</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>James Lamont</recipientName>
                <recipientCRDNumber>2846228</recipientCRDNumber>
                <associatedBDName>Independent Financial Group</associatedBDName>
                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1400 Grant Ave</street1>
                    <street2>Suite 101</street2>
                    <city>Novato</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>94945</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Jalon O'Connell</recipientName>
                <recipientCRDNumber>3005016</recipientCRDNumber>
                <associatedBDName>National Securities</associatedBDName>
                <associatedBDCRDNumber>7569</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>9300 Wilshire Blvd</street1>
                    <street2>Suite 420</street2>
                    <city>Beverly Hills</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>90212</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>James Walsh</recipientName>
                <recipientCRDNumber>4545303</recipientCRDNumber>
                <associatedBDName>Private Asset Group</associatedBDName>
                <associatedBDCRDNumber>142541</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>3070 Bristol St</street1>
                    <street2>Suite 500</street2>
                    <city>Costa Mesa</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92626</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>James Walesa</recipientName>
                <recipientCRDNumber>1061209</recipientCRDNumber>
                <associatedBDName>Triad Advisors</associatedBDName>
                <associatedBDCRDNumber>25803</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>1460 Renaissance Dr</street1>
                    <street2>Suite 212</street2>
                    <city>Park Ridge</city>
                    <stateOrCountry>IL</stateOrCountry>
                    <stateOrCountryDescription>ILLINOIS</stateOrCountryDescription>
                    <zipCode>60068</zipCode>
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                    <state>IL</state>
                    <description>ILLINOIS</description>
                    <state>MI</state>
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                    <state>NE</state>
                    <description>NEBRASKA</description>
                    <state>NY</state>
                    <description>NEW YORK</description>
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                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Jeff Benson</recipientName>
                <recipientCRDNumber>1966840</recipientCRDNumber>
                <associatedBDName>Omni Brokerage</associatedBDName>
                <associatedBDCRDNumber>16878</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>205 Powell</street1>
                    <city>Brentwood</city>
                    <stateOrCountry>TN</stateOrCountry>
                    <stateOrCountryDescription>TENNESSEE</stateOrCountryDescription>
                    <zipCode>37037</zipCode>
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                    <state>TN</state>
                    <description>TENNESSEE</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jeff Pridey</recipientName>
                <recipientCRDNumber>2136022</recipientCRDNumber>
                <associatedBDName>CapWest</associatedBDName>
                <associatedBDCRDNumber>30002</associatedBDCRDNumber>
                <recipientAddress>
                    <street1>706 Carriage Lane N</street1>
                    <city>Twin Falls</city>
                    <stateOrCountry>ID</stateOrCountry>
                    <stateOrCountryDescription>IDAHO</stateOrCountryDescription>
                    <zipCode>83301</zipCode>
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                    <description>IDAHO</description>
                    <state>IA</state>
                    <description>IOWA</description>
                    <state>MN</state>
                    <description>MINNESOTA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jeffrey Brown</recipientName>
                <recipientCRDNumber>1789323</recipientCRDNumber>
                <associatedBDName>Triad Advisors</associatedBDName>
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                    <street1>1445 Wampanoag Trail</street1>
                    <street2>Suite 102</street2>
                    <city>East Providence</city>
                    <stateOrCountry>RI</stateOrCountry>
                    <stateOrCountryDescription>RHODE ISLAND</stateOrCountryDescription>
                    <zipCode>02915</zipCode>
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                    <state>RI</state>
                    <description>RHODE ISLAND</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jeffrey Cederberg</recipientName>
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                <associatedBDName>Primex</associatedBDName>
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                    <street1>2618 Rodman Dr</street1>
                    <city>Los Osos</city>
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                    <zipCode>93402</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jeremy Gove</recipientName>
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                <associatedBDName>J P Turner</associatedBDName>
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                    <street1>3000 2nd Ave</street1>
                    <street2>Suite 204</street2>
                    <city>Kearney</city>
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                    <stateOrCountryDescription>NEBRASKA</stateOrCountryDescription>
                    <zipCode>68845</zipCode>
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                    <state>NE</state>
                    <description>NEBRASKA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jim Warren</recipientName>
                <recipientCRDNumber>4253846</recipientCRDNumber>
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                    <street1>9861 Irvine Center Dr</street1>
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                    <zipCode>92618</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Joe Benguerel</recipientName>
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                    <street1>2625 Rivera Circle</street1>
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                    <zipCode>95762</zipCode>
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                    <state>NJ</state>
                    <description>NEW JERSEY</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Joel Fihn</recipientName>
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                    <zipCode>92626</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>John Ferguson</recipientName>
                <recipientCRDNumber>4947624</recipientCRDNumber>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>John Gessford</recipientName>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>John Hannan</recipientName>
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                    <street2>3rd Floor</street2>
                    <city>Skaneateles</city>
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                    <zipCode>13152</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                    <description>HAWAII</description>
                    <state>IL</state>
                    <description>ILLINOIS</description>
                    <state>NY</state>
                    <description>NEW YORK</description>
                    <state>NC</state>
                    <description>NORTH CAROLINA</description>
                    <state>VA</state>
                    <description>VIRGINIA</description>
                    <state>WA</state>
                    <description>WASHINGTON</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Joseph Insalaco</recipientName>
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                    <street1>2 Orr Hatch Dr</street1>
                    <city>Cornwall</city>
                    <stateOrCountry>NY</stateOrCountry>
                    <stateOrCountryDescription>NEW YORK</stateOrCountryDescription>
                    <zipCode>12518</zipCode>
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                    <state>NY</state>
                    <description>NEW YORK</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Joshua Ungerecht</recipientName>
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                    <street1>300 N Lake Ave</street1>
                    <street2>Suite 420</street2>
                    <city>Pasadena</city>
                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>91101</zipCode>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Katherine Bishop</recipientName>
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                    <street2>Suite B-324</street2>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Kathy Heshelow</recipientName>
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                    <street1>5550 Bates St</street1>
                    <city>Seminole</city>
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                    <zipCode>33772</zipCode>
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                    <description>TEXAS</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Kelly Clyde</recipientName>
                <recipientCRDNumber>4825839</recipientCRDNumber>
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                    <street2>Suite 104</street2>
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                    <zipCode>92660</zipCode>
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                    <description>CALIFORNIA</description>
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                    <description>WASHINGTON</description>
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            <recipient>
                <recipientName>Kevin Andrews</recipientName>
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                    <description>IDAHO</description>
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            <recipient>
                <recipientName>Kevin Blair</recipientName>
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                <associatedBDName>CapWest Securities</associatedBDName>
                <associatedBDCRDNumber>30002</associatedBDCRDNumber>
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                    <street2>Suite 394</street2>
                    <city>Denver</city>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Kyle Jobin</recipientName>
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                    <city>Marine City</city>
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            <recipient>
                <recipientName>Larry Sfinas</recipientName>
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            <recipient>
                <recipientName>Lee Bevill</recipientName>
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                <recipientName>Les Anderton</recipientName>
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            <recipient>
                <recipientName>Leslie Pappas</recipientName>
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                    <description>CALIFORNIA</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Matthew Deline</recipientName>
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                    <street2>2nd Floor</street2>
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                    <stateOrCountry>CA</stateOrCountry>
                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92024</zipCode>
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                    <description>CALIFORNIA</description>
                    <state>WI</state>
                    <description>WISCONSIN</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Michael Blackmore</recipientName>
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                <associatedBDCRDNumber>115368</associatedBDCRDNumber>
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                    <zipCode>64068</zipCode>
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                    <description>MISSOURI</description>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Jim Mohan</recipientName>
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            <recipient>
                <recipientName>Jim Weishaar</recipientName>
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                <recipientName>Michael DiGaetano</recipientName>
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                <recipientName>Noel Vincent</recipientName>
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                <recipientName>Page Potter</recipientName>
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                <recipientName>Peter McNeil</recipientName>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Philip Oleson</recipientName>
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                <associatedBDCRDNumber>7717</associatedBDCRDNumber>
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                    <street1>844 W Bogus Dr</street1>
                    <city>Eagle</city>
                    <stateOrCountry>ID</stateOrCountry>
                    <stateOrCountryDescription>IDAHO</stateOrCountryDescription>
                    <zipCode>83616</zipCode>
                </recipientAddress>
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                    <state>CA</state>
                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Randy Olson</recipientName>
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                    <city>Sioux Falls</city>
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                    <stateOrCountryDescription>SOUTH DAKOTA</stateOrCountryDescription>
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                </recipientAddress>
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                    <state>MN</state>
                    <description>MINNESOTA</description>
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                    <description>SOUTH DAKOTA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Ray Kim</recipientName>
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            <recipient>
                <recipientName>Rich Wagner</recipientName>
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                    <state>UT</state>
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                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Richard Babjak</recipientName>
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                    <state>WI</state>
                    <description>WISCONSIN</description>
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                <foreignSolicitation>false</foreignSolicitation>
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                <recipientName>Richard Bieniek</recipientName>
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                    <state>IL</state>
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                <recipientName>Robert Horning</recipientName>
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                <recipientAddress>
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                    <street2>Suite 855</street2>
                    <city>Santa Ana</city>
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                    <stateOrCountryDescription>CALIFORNIA</stateOrCountryDescription>
                    <zipCode>92707</zipCode>
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                    <state>CA</state>
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                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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            <recipient>
                <recipientName>Robert Tweed</recipientName>
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                    <street2>Suite 1</street2>
                    <city>San Marino</city>
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                    <state>MI</state>
                    <description>MICHIGAN</description>
                    <state>TN</state>
                    <description>TENNESSEE</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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                <recipientName>Robert Fenton</recipientName>
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            <recipient>
                <recipientName>Robert Setser</recipientName>
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            <recipient>
                <recipientName>Robert Vonderharr</recipientName>
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                </statesOfSolicitationList>
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                <recipientName>Robert Zamecki</recipientName>
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                <foreignSolicitation>false</foreignSolicitation>
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                <recipientName>Roger Bowlin</recipientName>
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                    <city>Chelan</city>
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                    <description>WASHINGTON</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
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                <recipientName>Roger Sidener</recipientName>
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                <associatedBDName>Synergy Investment</associatedBDName>
                <associatedBDCRDNumber>46035</associatedBDCRDNumber>
                <recipientAddress>
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                    <stateOrCountry>TX</stateOrCountry>
                    <stateOrCountryDescription>TEXAS</stateOrCountryDescription>
                    <zipCode>76903</zipCode>
                </recipientAddress>
                <statesOfSolicitationList>
                    <state>TX</state>
                    <description>TEXAS</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <recipient>
                <recipientName>Ron Loyless</recipientName>
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                <recipientAddress>
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                    <description>CALIFORNIA</description>
                </statesOfSolicitationList>
                <foreignSolicitation>false</foreignSolicitation>
            </recipient>
            <over100RecipientFlag>true</over100RecipientFlag>
        </salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>50000000</totalOfferingAmount>
            <totalAmountSold>26533551</totalAmountSold>
            <totalRemaining>23466449</totalRemaining>
            <clarificationOfResponse></clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>508</totalNumberAlreadyInvested>
        </investors>
        <salesCommissionsFindersFees>
            <salesCommissions>
                <dollarAmount>1883549</dollarAmount>
            </salesCommissions>
            <findersFees>
                <dollarAmount>0</dollarAmount>
            </findersFees>
            <clarificationOfResponse></clarificationOfResponse>
        </salesCommissionsFindersFees>
        <useOfProceeds>
            <grossProceedsUsed>
                <dollarAmount>530671</dollarAmount>
            </grossProceedsUsed>
            <clarificationOfResponse>Organization and offering expenses</clarificationOfResponse>
        </useOfProceeds>
        <signatureBlock>
            <authorizedRepresentative>false</authorizedRepresentative>
            <signature>
                <issuerName>BLUEROCK SPECIAL OPPORTUNITY INCOME FUND LLC</issuerName>
                <signatureName>James Gregath</signatureName>
                <nameOfSigner>James Gregath</nameOfSigner>
                <signatureTitle>CCO - Select Capital Corp</signatureTitle>
                <signatureDate>2010-07-12</signatureDate>
            </signature>
        </signatureBlock>
    </offeringData>
</edgarSubmission>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
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