-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VuUyoUK9iek4Ks1rPWgcd/Wk4Ugi+S4EMtwvaoXI0SQNRC784pgiuc5EoW6aYZyO /IJ5Ho+jKRVtgezZSiVy2w== 0001140361-10-001501.txt : 20100112 0001140361-10-001501.hdr.sgml : 20100112 20100111195548 ACCESSION NUMBER: 0001140361-10-001501 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100112 DATE AS OF CHANGE: 20100111 EFFECTIVENESS DATE: 20100112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-136385 FILM NUMBER: 10521335 BUSINESS ADDRESS: STREET 1: 2400 GENG ROAD STREET 2: SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 424-1937 MAIL ADDRESS: STREET 1: 2400 GENG ROAD STREET 2: SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94303 D 1 primary_doc.xml X0603 D LIVE 0001432150 GigOptix, Inc. 2300 GENG ROAD SUITE 250 PALO ALTO CA 94303 (650) 424-1937 DELAWARE None None Corporation true 2008 Avi Katz 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Executive Officer Director C. James Judson 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Director Kimberly D.C. Trapp 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Director Joseph J. Vallner 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Director Neil J. Miotto 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Director Andrea Betti-Berutto 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Executive Officer Ron Shelton 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Executive Officer Julie Tipton 2300 Geng Road, Suite 250 c/o GigOptix, Inc. Palo Alto CA 94303 Executive Officer Other Technology $5,000,001 - $25,000,000 06 false 2009-12-28 false true true false 12500 Sandgrain Securities, Inc. 26004 None None 1050 Franklin Avenue, Suite 300 Garden City NY 11530-1204 CT NY 811000 811000 0 true 1 11 26000 0 The above Sales commission amount is for cash received, and it does not include the 8% of the number of shares of (i) common stock and (ii) warrants issued to Sandgrain in connection with the units sold to such investors placed through Sandgrain. 0 false GigOptix, Inc. /s/ Avi Katz Avi Katz Chief Executive Officer 2010-01-11 -----END PRIVACY-ENHANCED MESSAGE-----