0001209191-16-095238.txt : 20160203 0001209191-16-095238.hdr.sgml : 20160203 20160203140436 ACCESSION NUMBER: 0001209191-16-095238 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 EFFECTIVENESS DATE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-256626 FILM NUMBER: 161384265 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 D 1 primary_doc.xml X0707 D LIVE 0001430592 Financial Engines, Inc. 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 408-498-6600 DELAWARE None None Corporation true Lawerence M. Raffone 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Executive Officer Director Raymond J. Sims 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Executive Officer Paul G. Koontz 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Executive Officer Joseph A. Grundfest 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Olena E. Berg-Lacy 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Heidi K. Fields 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Blake R. Grossman 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Robert A. Huret 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Michael E. Martin 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director John B. Shoven 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director David B. Yoffie 1050 Enterprise Way, 3rd Floor Sunnyvale CA CALIFORNIA 94089 Director Other Banking and Financial Services Decline to Disclose 06b false 2016-02-01 false true true 0 271861947 271861947 0 false 4 0 0 0 false Financial Engines, Inc. /s/ Raymond J. Sims Raymond J. Sims EVP, Chief Financial Officer & Chief Risk Officer 2016-02-01