0001430248-11-000002.txt : 20111230 0001430248-11-000002.hdr.sgml : 20111230 20111229224713 ACCESSION NUMBER: 0001430248-11-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20111230 DATE AS OF CHANGE: 20111229 EFFECTIVENESS DATE: 20111230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKELEY CAPITAL TRUST INC CENTRAL INDEX KEY: 0001430248 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-116101 FILM NUMBER: 111287779 BUSINESS ADDRESS: STREET 1: 750 BATTERY STREET STREET 2: 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 530 601-2400 MAIL ADDRESS: STREET 1: 750 BATTERY STREET STREET 2: 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D/A 1 primary_doc.xml X0704 D/A LIVE 0001430248 BERKELEY CAPITAL TRUST INC 555 Montgomery Suite 1550 SAN FRANCISCO CA CALIFORNIA 94111 415-295-8080 MARYLAND None None Corporation true 2007 MICHEL D. SNEGG 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA CALIFORNIA 94111 Executive Officer Director AARON SNEGG 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA CALIFORNIA 94111 Executive Officer Director NORMAN VILLARINA 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA CALIFORNIA 94111 Executive Officer Director BERKELEY CAPITAL ADVISERS, LLC 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA CALIFORNIA 94111 Promoter Doug Wertheimer 555 MONTGOMERY ST. SUITE 1550 San Francisco CA CALIFORNIA 94111 Director REITS and Finance Decline to Disclose 06 true 0001430248-10-000006 2007-12-27 true true false 0 PAUL L. WHITE II 4669396 HERITAGE FINANCIAL SYSTEMS, INC 133019 150 BROAD HOLLOW RD SUITE 310 MELVILLE NY NEW YORK 11747 NY NEW YORK OH OHIO false HAROLD C. WHITE JR 465047 ASHTON CAPITAL MANAGEMENT, INC 26502 7660 FAY AVENUE #H174 LA JOLLA CA CALIFORNIA 92037 CA CALIFORNIA false GORDON W YEE 2339698 NATIONAL SECURITIES CORP 7569 2970 HALEKO RD SUITE 201 LIHUE HI HAWAII 96766 CA CALIFORNIA HI HAWAII false LARRY D FREIE 1236742 SUNSET FINANCIAL SERVICES 3538 4725 N SCOTTSDALE RD SUITE 239 SCOTTSDALE AZ ARIZONA 85251 AZ ARIZONA CO COLORADO IN INDIANA KS KANSAS NE NEBRASKA false DEREK LOPEZ 2320151 NATIONAL SECURITIES CORP 5769 900 FORT STREET MALL #503 HONOLULU HI HAWAII 96813 CA CALIFORNIA false FERDINAND R DOSONO 2110497 NATIONAL SECURITIES CORP 5769 2970 HALEKO RD SUITE 201 LIHUE HI HAWAII 96766 HI HAWAII WA WASHINGTON false JEREMY L. GOVE 5231794 JP TURNER & CO., LLC 43177 3000 2ND AVE SUITE 4 KEARNEY NE NEBRASKA 68845 NE NEBRASKA false MICHAEL L. DIGAETANO 2378300 JP TURNER & CO., LLC 43177 18021 OAK ST SUITE B OMAHA NE NEBRASKA 68130 CA CALIFORNIA NE NEBRASKA false DOUGLAS W. 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AGOURA RD CALABASAS CA CALIFORNIA 91302 CA CALIFORNIA ID IDAHO false Kathryn Fitzgerald 1411000 NATIONAL SECURITIES CORPORATION 7569 2061 Monticello Rd. 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Birch #100 Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA false Berkeley Capital Securities 136982 Berkeley Capital Securities 136982 555 Montgomery St. Suite 1550 San Francisco CA CALIFORNIA 94111 CA CALIFORNIA WA WASHINGTON false GILBERT A. CORNETT 54395 D.H. HILL SECURITIES, LLLP 41528 900 W. COMMERCE STREET FAIRFIELD TX TEXAS 75840 TX TEXAS false PAUL K. DOAK 2764556 D.H. HILL SECURITIES, LLLP 41528 7821 FM 1960 E. SUITE B HUMBLE TX TEXAS 77346 NM NEW MEXICO false JAMES W. WRIGHT JR 2460998 D.H. HILL SECURITIES, LLLP 41528 7821 FM 1960 E. SUITE B HUMBLE TX TEXAS 77346 NM NEW MEXICO TN TENNESSEE TX TEXAS false WILLIAM C. MONROE III 4043470 G.F. INVESTMENT SERVICES, LLC 132939 797 W. GIBSON ST. JASPER TX TEXAS 75951 TX TEXAS false MICHAEL M. MCGREGOR 2263066 HARRISON DOUGLAS, INC. 16515 103 4TH STREET SUITE 320 CASTLE ROCK CO COLORADO 80104 CO COLORADO false DEAN A. HARVEY 3076399 IMS SECURITIES, INC. 35567 10205 WESTHEIMER SUITE 500 HOUSTON TX TEXAS 77042 TX TEXAS false JACKIE DIVONO WADSWORTH 2342163 IMS SECURITIES, INC. 35567 10205 WESTHEIMER SUITE 500 HOUSTON TX TEXAS 77042 TX TEXAS false JOHN W. BALES JR 1820734 IMS SECURITIES, INC. 35567 8200 IH 10 WEST SUITE 318 SAN ANTONIO TX TEXAS 78230 TX TEXAS false JOHN T. BROGDON JR 1450806 IMS SECURITIES, INC. 35567 10205 WESTHEIMER SUITE 500 HOUSTON TX TEXAS 77042 TX TEXAS false STACEY L. ROGNON 1898975 IMS SECURITIES, INC. 35567 10205 WESTHEIMER SUITE 500 HOUSTON TX TEXAS 77042 TX TEXAS false WILLIAM G. CHRISTIAN JR 2521197 IMS SECURITIES, INC. 35567 975 CORBINDALE SUITE 211 HOUSTON TX TEXAS 77024 TX TEXAS false DWIGHT K. KAY 5376903 INDEPENDENT FINANCIAL GROUP, LLC 7717 927 DEEP VALLEY DRIVE SUITE 174 ROLLING HILLS ESTATES CA CALIFORNIA 90274 CA CALIFORNIA false ROBERT E. SCHULTZ 415778 NEWPORT COAST SECURITIES, INC. 16944 250 MINORCA BEACH WAY #601 NEW SMYRNA BEACH FL FLORIDA 32169 CA CALIFORNIA false KENNETH W. FINNELL 1184110 NEWPORT COAST SECURITIES, INC. 16944 43460 RIDGE PARK DRIVE SUITE 200 TEMECULA CA CALIFORNIA 92590 CA CALIFORNIA WI WISCONSIN false RAY W. KIM 4446196 NEWPORT COAST SECURITIES, INC. 16944 20241 SW BIRCH STREET SUITE 100 NEWPORT BEACH CA CALIFORNIA 92660 CA CALIFORNIA false CHARLES W. BINGHAM 4877997 SUNBELT SECURITIES, INC. 42180 5065 WESTHEIMER SUITE 600 HOUSTON TX TEXAS 77056 TX TEXAS false DWAYNE M. TIDWELL 2612587 SUNBELT SECURITIES, INC. 42180 1800 ST. JAMES PLACE SUITE 212 HOUSTON TX TEXAS 77056 MI MICHIGAN TX TEXAS false JASON B. VANCLEF 5096529 VFG SECURITIES, INC. 15121 21201 VICTORY BLVD. STE: 130 CANOGA PARK CA CALIFORNIA 91303 CA CALIFORNIA CO COLORADO false KRISTOPHER B. FIELD 4603208 VFG SECURITIES, INC. 15121 21201 VICTORY BLVD. STE: 130 CANOGA PARK CA CALIFORNIA 91303 CA CALIFORNIA false MARK A. TREWITT 1364490 VFG SECURITIES, INC. 15121 1820 PRESTON PARK BOULEVARD 1155 Plano TX TEXAS 75093 TX TEXAS false TONY M. HARTMAN 5602407 VFG SECURITIES, INC. 15121 7935 East Prentice Ave Suite 312 Greenwood Village CO COLORADO 80111 CO COLORADO false JOHN P. PAGE 5837916 JRL CAPITAL CORPORATION 10225 5186 CARROLL CANYON RD SAN DIEGO CA CALIFORNIA 92121 CA CALIFORNIA WA WASHINGTON false 25000000 17716802 7283198 false 342 2500000 true 0 1062500 true THIS IS AN ESTIMATED, ANNUAL MAXIMUM BASED ON THE SALE OF THE TOTAL OFFERING AMOUNT. EXPENSE REIMBURSEMENT IS ALSO AVAILABLE. false BERKELEY CAPITAL TRUST INC Aaron Snegg AARON SNEGG DIRECTOR 2011-12-19