-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/c+75uPqiPMaO6zzPfIVTvrJFFmiYxe+rURYNJF10XXWId3jLwWtmxVi7ww3u+r Wo5gCKup5Gpiy29O9pkbng== 0001430248-09-000013.txt : 20091230 0001430248-09-000013.hdr.sgml : 20091230 20091230143724 ACCESSION NUMBER: 0001430248-09-000013 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20091230 DATE AS OF CHANGE: 20091230 EFFECTIVENESS DATE: 20091230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERKELEY CAPITAL TRUST INC CENTRAL INDEX KEY: 0001430248 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-116101 FILM NUMBER: 091266169 BUSINESS ADDRESS: STREET 1: 750 BATTERY STREET STREET 2: 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 530 601-2400 MAIL ADDRESS: STREET 1: 750 BATTERY STREET STREET 2: 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D/A 1 primary_doc.xml X0603 D/A LIVE 0001430248 BERKELEY CAPITAL TRUST INC 750 BATTERY STREET 7TH FLOOR SAN FRANCISCO CA 94111 530 601-2400 MARYLAND None None Corporation true 2007 MICHEL D. SNEGG 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA 94111 Executive Officer Director AARON SNEGG 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA 94111 Executive Officer Director NORMAN VILLARINA 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA 94111 Executive Officer Director BERKELEY ADVISORS, LLC 555 MONTGOMERY ST. SUITE 1550 SAN FRANCISCO CA 94111 Promoter REITS and Finance Decline to Disclose 06 true 0001430248-09-000012 2008-01-11 true true false 0 PAUL L. WHITE II 4669396 HERITAGE FINANCIAL SYSTEMS, INC 133019 150 BROAD HOLLOW RD SUITE 310 MELVILLE NY 11747 NY OH HAROLD C. WHITE JR 465047 ASHTON CAPITAL MANAGEMENT, INC 26502 7660 FAY AVENUE #H174 LA JOLLA CA 92037 CA GORDON W YEE 2339698 NATIONAL SECURITIES CORP 7569 2970 HALEKO RD SUITE 201 LIHUE HI 96766 CA HI LARRY D FREIE 1236742 SUNSET FINANCIAL SERVICES 3538 4725 N SCOTTSDALE RD SUITE 239 SCOTTSDALE AZ 85251 AZ CO IN NE DEREK LOPEZ 2320151 NATIONAL SECURITIES CORP 5769 900 FORT STREET MALL #503 HONOLULU HI 96813 CA FERDINAND R DOSONO 2110497 NATIONAL SECURITIES CORP 5769 2970 HALEKO RD SUITE 201 LIHUE HI 96766 HI JEREMY L. GOVE 5231794 JP TURNER & CO., LLC 43177 3000 2ND AVE SUITE 4 KEARNEY NE 68845 NE MICHAEL L. DIGAETANO 2378300 JP TURNER & CO., LLC 43177 18021 OAK ST SUITE B OMAHA NE 68130 CA NE DOUGLAS W. SHRINER 1140409 HARRISON DOUGLAS, INC. 16515 3025 S PARKER RD SUITE 801 AURORA CO 80014 CO GILBERT R. CONRAD 2746778 JP TURNER & CO, LLC 43177 210 S NINTH ST LEWISTON NY 14092 CA FL NE NJ NY FREDERICK F. PTUCHA 368578 FINANCIAL WEST GROUP 16668 575 WEST COLLEGE AVE SUITE 105 SANTA ROSA CA 95401 CA CT FL WA HUGH O. BARNDOLLAR III 3027317 GRANT BETTINGEN, INC. 16944 7218 CONGRESS ST. NEW PORT RICHEY FL 34653 FL ROBERT C. BAILING 1018851 FINANCIAL ADVISERS OF AMERICA, LLC 142170 1930 PALOMAR POINT WAY SUITE 104 CARLSBAD CA 92008 CA WILLIAM C. MONROE III 4043470 DH HILL SECURITIES LLP 41528 7821 FM 1960 E SUITE B HUMBLE TX 77346 TX PAUL GELORMINI 2066089 EPLANNING SECURITIES, INC. 46000 3721 DOUGLAS BLVD SUITE 200 ROSEVILLE CA 95661 CA ALAN S. FRIEDLANDER 1890289 D.H. HILL SECURITIES, LLP 41528 7821 FM 1960 E. SUITE B HUMBLE TX 77346 IL DANNY H. HILL 1012712 D.H. HILL SECURITIES, LLP 41528 7821 FM 1960 E. SUITE B HUMBLE TX 77346 TX ROBERT B. SETSER 1005169 CHARTER PACIFIC SECURITIES, LLC 144528 2836 PAYMASTER TRAIL COOL CA 95614 CA ERIC PAUL WESCHKE 2486324 ALTERNATIVE WEALTH STRATEGIES, INC. 130933 11 DORN COURT SETAUKET NY 11733 NY RONALD DALE VAN WYNGARDEN 1286498 BERTHEL, FISHER & CO FINANCIAL SERVICES, INC. 13609 701 TAMA ST BUILDING B MARION IA 52302-0609 IA MARK B. REINKING 1602957 SUNSET FINANCIAL SERVICES, INC. 3538 5900 SOUTHWEST PARKWAY BLDG 5, SUITE 500 AUSTIN TX 78735 IL MD TX MITCH FISHER 869469 National Securities Corp. 7569 95 ARGONAUT SUITE #105 Aliso Viejo CA 92656 CA WFP SECURITIES CORPORATION 35098 WFP SECURITIES CORPORATION 35098 6020 CORNERSTONE COURT WEST SUITE 240 SAN DIEGO CA 92121 CA CO MI WI CENTAURUS FINANCIAL, INC. 30833 CENTAURUS FINANCIAL, INC. 30833 2300 E. KATELLA AVENUE SUITE #200 ANAHEIM CA 92806 AZ CA KS MI MN NJ NM NY PA UT AFA FINANCIAL GROUP, LLC 127648 AFA FINANCIAL GROUP, LLC 127648 26637 W. AGOURA RD CALABASAS CA 91302 CA ID Kathryn Fitzgerald 1411000 NATIONAL SECURITIES CORPORATION 7569 2061 Monticello Rd. NAPA CA 94558 CA Jeffrey Rachlin 823547 ALTERNATIVE WEALTH STRATEGIES, INC. 130933 777 Old Saw Mill River Road SUITE 240 TARRYTOWN NY 10591 MD JALON O'CONNELL 3005016 NATIONAL SECURITIES CORP. 7569 9300 Wilshire Blvd. STE 420 BEVERLY HILLS CA 90212 CA BRUCE BEETZ 1527269 OAK TREE SECURITIES, INC 18126 PO Box 1371 Hollister CA 95024 CA 25000000 8567774 16432226 false 196 2500000 true 0 1000000 true THIS IS AN ESTIMATED, ANNUAL MAXIMUM BASED ON THE SALE OF THE TOTAL OFFERING AMOUNT. EXPENSE REIMBURSEMENT IS ALSO AVAILABLE. false BERKELEY CAPITAL TRUST INC AARON SNEGG AARON SNEGG DIRECTOR 2009-12-30 -----END PRIVACY-ENHANCED MESSAGE-----