0001429968-14-000003.txt : 20140710 0001429968-14-000003.hdr.sgml : 20140710 20140709215432 ACCESSION NUMBER: 0001429968-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140709 EFFECTIVENESS DATE: 20140710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MABVAX THERAPEUTICS INC CENTRAL INDEX KEY: 0001429968 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-220687 FILM NUMBER: 14968215 BUSINESS ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD STREET 2: SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-259-9405 MAIL ADDRESS: STREET 1: 11588 SORRENTO VALLEY ROAD STREET 2: SUITE 20 CITY: SAN DIEGO STATE: CA ZIP: 92121 D 1 primary_doc.xml X0707 D LIVE 0001429968 MABVAX THERAPEUTICS INC 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 858-259-9405 DELAWARE None None Corporation true J. DAVID HANSEN 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Executive Officer Director JIM J. ANTONOPOULOS 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Director PHILIP O. LIVINGSTON 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Executive Officer Director JEFFREY V. RAVETCH 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Director KENNETH M. COHEN 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Director PAUL MAIER 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Director GREGORY P. HANSON 11588 SORRENTO VALLEY ROAD SUITE 20 SAN DIEGO CA CALIFORNIA 92121 Executive Officer Biotechnology Decline to Disclose 06b false 2014-07-08 false true true true false 0 H.C. WAINWRIGHT & CO. LLC 375 H.C. WAINWRIGHT & CO. LLC 375 430 PARK AVENUE FOURTH FLOOR NEW YORK NY NEW YORK 10022 All States false DAWSON JAMES SECURITIES, INC. 130645 DAWSON JAMES SECURITIES, INC. 130645 1 NORTH FEDERAL HIGHWAY SUITE 500 BOCA RATON FL FLORIDA 33432 All States false PALLADIUM CAPITAL ADVISORS, LLC 129400 PALLADIUM CAPITAL ADVISORS, LLC 129400 230 PARK AVENUE SUITE 539 NEW YORK NY NEW YORK 10169 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false 10000000 3040635 6959365 false 23 800000 true 0 0 false MABVAX THERAPEUTICS INC /s/ J. David Hansen J. David Hansen President and CEO 2014-07-09