0001429712-14-000005.txt : 20140703 0001429712-14-000005.hdr.sgml : 20140703 20140702181617 ACCESSION NUMBER: 0001429712-14-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140703 DATE AS OF CHANGE: 20140702 EFFECTIVENESS DATE: 20140703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Research Affiliates Equity Small International, L.P. CENTRAL INDEX KEY: 0001429712 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-115870 FILM NUMBER: 14958140 BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.325.8700 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: SUITE 900 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: Enhanced RAFI Small International, LP DATE OF NAME CHANGE: 20100820 FORMER COMPANY: FORMER CONFORMED NAME: RESEARCH AFFILIATES FUNDAMENTAL INDEX - SMALL INTERNATIONAL LP DATE OF NAME CHANGE: 20080313 D/A 1 primary_doc.xml X0707 D/A LIVE 0001429712 Research Affiliates Equity Small International, L.P. 620 NEWPORT CENTER DRIVE SUITE 900 NEWPORT BEACH CA CALIFORNIA 92660 949.325.8700 CALIFORNIA Enhanced RAFI Small International, LP RESEARCH AFFILIATES FUNDAMENTAL INDEX - SMALL INTERNATIONAL LP Limited Partnership true N/A Research Affiliates Management, LLC 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Promoter General Partner of the Issuer Robert D. Arnott 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chairman Daniel M. Harkins 620 Newport Center Drive Suite 900 Newport Beach CA CALIFORNIA 92660 Executive Officer Chief Legal Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-13-001366 2006-10-01 true true false 10000000 Indefinite 26470000 Indefinite false 4 0 true 0 true 0 true false Research Affiliates Equity Small International, L.P. /s/ Daniel M. Harkins Daniel M. Harkins Chief Legal Officer 2014-07-02