0001428929-14-000001.txt : 20140410 0001428929-14-000001.hdr.sgml : 20140410 20140410162322 ACCESSION NUMBER: 0001428929-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 EFFECTIVENESS DATE: 20140410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEQUITAS COMMERCIAL FINANCE LLC CENTRAL INDEX KEY: 0001428929 IRS NUMBER: 000000000 STATE OF INCORPORATION: OR FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-115436 FILM NUMBER: 14757245 BUSINESS ADDRESS: STREET 1: 5300 MEADOWS ROAD STREET 2: SUITE 400 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 503-419-3500 MAIL ADDRESS: STREET 1: 5300 MEADOWS ROAD STREET 2: SUITE 400 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 D/A 1 primary_doc.xml X0707 D/A LIVE 0001428929 AEQUITAS COMMERCIAL FINANCE LLC 5300 Meadows Rd Suite 400 Lake Oswego OR OREGON 97035 503-419-3500 OREGON None None Limited Liability Company true Aequitas Capital Management Inc. Aequitas Capital Management Inc. 5300 Meadows Rd Suite 400 Lake Oswego OR OREGON 97035 Executive Officer Manager Andrew N. MacRitchie 5300 Meadows Rd Suite 400 Lake Oswego OR OREGON 97035 Executive Officer Executive VP of Manager Other Banking and Financial Services Decline to Disclose 06b 3C 3C.5 true 0001428929-13-000001 2006-01-04 true true false 0 Dube & Associates None None None 5888 S Rockport Road Bloomington IN INDIANA 47403 CA CALIFORNIA IN INDIANA false Todd Jerry None None None 3287 Keesuen Los Angeles CA CALIFORNIA 90066 CA CALIFORNIA false Reale Partners, LLC None None None PO Box 2396 16055 Via Galan Rancho Santa Fe CA CALIFORNIA 92067 CA CALIFORNIA false Eric Manese 4360890 Sorrento Pacific Financial, LLC 127787 7825 Fay Avenue Suite 200 La Jolla CA CALIFORNIA 92037 CA CALIFORNIA CO COLORADO DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA KY KENTUCKY MD MARYLAND MN MINNESOTA NV NEVADA NM NEW MEXICO NC NORTH CAROLINA OH OHIO OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON false RP Capital LLC 134768 None None 7191 Wagner Way NW, Suite 302 Gig Harbor WA WASHINGTON 98335 AL ALABAMA CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS MN MINNESOTA NV NEVADA NY NEW YORK NC NORTH CAROLINA OR OREGON TX TEXAS UT UTAH WA WASHINGTON false Matrix Capital Group, Inc. 33364 None None 242 E 72nd St New York NY NEW YORK 10021 CA CALIFORNIA false Hancock Investment Services, Inc. 40637 None None 2600 Citiplace Dr Suite 100 Baton Rouge LA LOUISIANA 70808 IL ILLINOIS IA IOWA MO MISSOURI false Indefinite 404661389 Indefinite The minimum investment may be waived by the Manager in its sole discretion. false 1211 4465088 true 40000 true Figures shown do not include amounts paid to employees as part of their compensation package. 5596924 true Fees are based on a percentage of the issuer's assets, not gross offering proceeds. Estimate is an annual value. false AEQUITAS COMMERCIAL FINANCE LLC R. Scott Wood R. Scott Wood Secretary of Manager 2014-04-10