0001104659-16-111291.txt : 20160414 0001104659-16-111291.hdr.sgml : 20160414 20160413184925 ACCESSION NUMBER: 0001104659-16-111291 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160413 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-261280 FILM NUMBER: 161570148 BUSINESS ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 D 1 primary_doc.xml X0707 D LIVE 0001425565 Real Goods Solar, Inc. 833 West South Boulder Road Louisville CO COLORADO 80027-2452 303-222-8300 COLORADO None None Corporation true Dennis Lacey 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Executive Officer Director David L. Belluck 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Pavel Bouska 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Ian Bowles 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Steven B. Kaufman 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Effective April 6, 2016, Steven B. Kaufman resigned as a director of the Issuer. John Schaeffer 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Robert L. Scott 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Director Alan Fine 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Executive Officer Thomas Mannik 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Executive Officer Paul Anderson 833 West South Boulder Road Louisville CO COLORADO 80027-2452 Executive Officer Other Energy $25,000,001 - $100,000,000 06b false 2016-04-01 false true true true false 0 Ben M. Healy 5361138 Roth Capital Partners, LLC 15407 888 San Clemente Suite 150 Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA NY NEW YORK 10000000 10000000 0 false 5 605000 0 Sales commission represents maximum amount possible and includes an expense reimbursement of $25,000. Does not include a warrant to purchase up to 846,508 shares of Class A Common Stock. 0 true Real Goods Solar, Inc. /s/ Paul Anderson Paul Anderson Authorized Representative 2016-04-13