0001140361-15-012625.txt : 20150319 0001140361-15-012625.hdr.sgml : 20150319 20150319141948 ACCESSION NUMBER: 0001140361-15-012625 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 EFFECTIVENESS DATE: 20150319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SBT Holdings Inc. CENTRAL INDEX KEY: 0001423688 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-236267 FILM NUMBER: 15712547 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0707 D LIVE 0001423688 SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 781-328-3300 DELAWARE None None Corporation true Michael Kehoe c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Executive Officer Director Mr. Kehoe is the Chief Executive Officer of the Issuer. James Thomas c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Director Alex Zisson c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Director Michael Nealon c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Executive Officer Mr. Nealon is the Chief Financial Officer of the Issuer. Annette Campbell-White c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Director John K. Bakewell c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Director Charles Liamos c/o SBT Holdings Inc. 144 Middlesex Turnpike Burlington MA MASSACHUSETTS 01803 Director Other Decline to Disclose 06b false 2015-03-06 false true true true true true Convertible promissory notes which may be converted into shares of preferred stock. false 0 5300000 5300000 0 The total offering amount and total amount sold includes the interest to be paid on the convertible promissory notes which interest is convertible into the equity securities of the Issuer. false 5 0 0 0 false SBT Holdings Inc. /s/ Michael Nealon Michael Nealon Chief Financial Officer of the Issuer 2015-03-19