0000902664-19-003882.txt : 20191002 0000902664-19-003882.hdr.sgml : 20191002 20191002061447 ACCESSION NUMBER: 0000902664-19-003882 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191002 DATE AS OF CHANGE: 20191002 EFFECTIVENESS DATE: 20191002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMS Ltd CENTRAL INDEX KEY: 0001421736 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-112356 FILM NUMBER: 191130721 BUSINESS ADDRESS: STREET 1: INTERTRUST CORPORATE SVCS (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: (345) 943-3100 MAIL ADDRESS: STREET 1: INTERTRUST CORPORATE SVCS (CAYMAN) LTD. STREET 2: 190 ELGIN AVENUE CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9005 FORMER COMPANY: FORMER CONFORMED NAME: SMS LTD DATE OF NAME CHANGE: 20071219 D/A 1 primary_doc.xml X0708 D/A LIVE 0001421736 SMS Ltd INTERTRUST CORPORATE SVCS (CAYMAN) LTD. 190 ELGIN AVENUE GEORGETOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9005 (345) 943-3100 CAYMAN ISLANDS None SMS LTD Other Cayman Islands Exempted Company true Christopher A. Pucillo 410 Park Avenue 11th Floor New York NY NEW YORK 10022 Director Ruby Cato Curanice Consulting N.V. Blenchiweg #23 Curacao P8 NETHERLANDS ANTILLES 00000 Director Don Seymour DMS Offshore Investment Services dms House, 20 Genesis Close, PO Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director - Solus Alternative Asset Management LP 410 Park Avenue 11th Floor New York NY NEW YORK 10022 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-18-003595 2007-12-18 true true false 0 First Republic Securities Company, LLC 105108 None None 388 MARKET STREET 16TH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 All States false FallLine Securities LLC 171349 None None 19 OLD KINGS HIGHWAY SOUTH DARIEN CT CONNECTICUT 06820-4533 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA LA LOUISIANA MA MASSACHUSETTS NV NEVADA NH NEW HAMPSHIRE NC NORTH CAROLINA OH OHIO OK OKLAHOMA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 675697261 Indefinite false 57 0 0 Sales agent receives a portion of the fees payable by the Issuer to the Investment Manager. 0 The fund charges a management fee that is described in the fund's offering documents. false SMS Ltd /s/ Christopher A. Pucillo Christopher A. Pucillo Director 2019-10-02