0001387131-13-003661.txt : 20131002 0001387131-13-003661.hdr.sgml : 20131002 20131001173937 ACCESSION NUMBER: 0001387131-13-003661 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131002 DATE AS OF CHANGE: 20131001 EFFECTIVENESS DATE: 20131002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMMAUS LIFE SCIENCES, INC. CENTRAL INDEX KEY: 0001420031 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 412254389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-203481 FILM NUMBER: 131127883 BUSINESS ADDRESS: STREET 1: 20725 S. WESTERN AVE. STREET 2: SUITE 136 CITY: TORRANCE STATE: CA ZIP: 90501 BUSINESS PHONE: 310-214-0065 MAIL ADDRESS: STREET 1: 20725 S. WESTERN AVE. STREET 2: SUITE 136 CITY: TORRANCE STATE: CA ZIP: 90501 FORMER COMPANY: FORMER CONFORMED NAME: EMMAUS HOLDINGS, INC. DATE OF NAME CHANGE: 20110504 FORMER COMPANY: FORMER CONFORMED NAME: AFH ACQUISITION IV, INC. DATE OF NAME CHANGE: 20071203 D/A 1 primary_doc.xml X0707 D/A LIVE 0001420031 EMMAUS LIFE SCIENCES, INC. 20725 S. WESTERN AVE. SUITE 136 TORRANCE CA CALIFORNIA 90501 310-214-0065 DELAWARE Emmaus Holdings, Inc. AFH Acquisition IV, Inc. EMMAUS HOLDINGS, INC. AFH ACQUISITION IV, INC. Corporation true Yutaka Niihara 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Executive Officer Director Willis C. Lee 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Executive Officer Director Yasushi Nagasaki 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Executive Officer Lan T. Tran 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Executive Officer Peter Ludlum 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Executive Officer Henry A. McKinnell 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Director Maurice J. DeWald 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Director Tracey C. Doi 20725 S. Western Avenue Suite 136 Torrance CA CALIFORNIA 90501 Director Pharmaceuticals Decline to Disclose 06b true 0001387131-13-003506 2013-09-11 false true true false 18750 T.R. Winston & Company LLC 10571 More than five (5) Associated Persons None 376 MAIN STREET BEDMINISTER NJ NEW JERSEY 07921-2613 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NY NEW YORK TX TEXAS WI WISCONSIN false 7551253 7551253 0 Consists of an aggregate of 3,020,501 Units comprising 3,020,501 shares of common stock and purchase warrants of an additional 3,020,501 shares of common stock at a price of $2.50 per Unit. false 36 880638 true 0 Includes expense allowance and legal reimbursement of $125,513. Broker also received warrants to purchase up to 300,000 shares of common stock at $3.50 per share. 0 true false EMMAUS LIFE SCIENCES, INC. /s/ Peter Ludlum Peter Ludlum CFO 2013-10-01