-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtylrHD/z1aIO0OfIJ0hcMCFiqK59x0KRmf1AEFVLk+Cjg8uhcinMWJAtUsiOrR6 IJweJJ7vncp12RpEhtz8ZQ== 0001449056-09-000004.txt : 20090722 0001449056-09-000004.hdr.sgml : 20090722 20090722094024 ACCESSION NUMBER: 0001449056-09-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090722 DATE AS OF CHANGE: 20090722 EFFECTIVENESS DATE: 20090722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI 2007 VENTURE INVESTMENTS IVLLC CENTRAL INDEX KEY: 0001419515 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-111506 FILM NUMBER: 09956240 BUSINESS ADDRESS: STREET 1: 311 South Wacker DR CITY: Chicago STATE: il ZIP: 60606 BUSINESS PHONE: 312-377-5300 MAIL ADDRESS: STREET 1: 311 South Wacker DR CITY: Chicago STATE: il ZIP: 60606 D/A 1 primary_doc.xml X0502 D/A LIVE 0001419515 AEI 2007 VENTURE INVESTMENTS IVLLC 311 South Wacker DR Suite 6150 Chicago IL 60606 804-378-1110 None DELAWARE Limited Liability Company true 2007 N/A AEI VIMCO, Inc 311 S Wacker Dr Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 9999999997-07-049716 2007-10-17 false true true false 106000 Akram Benmbarek 3230531 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Chris Gambino 4129800 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Christopher Brothers 2186156 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Markus Cano 2289830 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CT Gordon Fallone 1767760 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CT Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Bijal Modi 5155401 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL TX WI James Duncan 1781313 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Tyler Engh 5132951 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Kevin Graetz 1935982 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL PA Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL PA Timothy Herrmann 2446600 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MD NY James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL WI John Galinsky 1513926 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL WI James Lynch 2387056 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MA WI Owen Schnaper 5097283 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MA WI Robert Marassa 2649843 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 TX Brandon McFarland 5010542 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IL KS NJ James Piff 1991874 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL NY Hayward Roy 2842866 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 AL CA IL NY WA William Schrimpf 415220 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Brad Seyffer 2498070 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Robert Speigel 1671044 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CT Douglas Vrame 2346522 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA Jeff Allman 4460820 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 FL Tim Buscher 1369454 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NV Mark Chamberlain 1655738 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IN Robert Cheney 2825660 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Randolph Chinn 1318491 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Gary Cousino 726486 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CO Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Lance Dahmer 1615284 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL Todd Dombrowski 4778394 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Jason Dyken 4531301 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 FL Brian Farley 2700699 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 LA MN Greg Farrall 2559797 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 GA IN Jeffrey Forehand 1618003 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 SC Gilbert Fries 725342 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Allen Gamble 2746330 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NC SC Terry Garland 1986864 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IA Richard Glaze 1174622 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Graham Guess 2803700 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Chang Soo Han 1048237 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA NY Matthew Hansen 4696471 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Raymond Lucia 1073284 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Jonathan Holljes 1106311 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 VA Rick Jaye 1091766 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA FL Paul Lewis 1052535 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL Andrew Markham 1863372 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Cal McAusland 2206464 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WA Janet Montgomery 853307 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 GA Ryan Peterson 2206897 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 SC Daniel Porter 849544 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 TX Timothy Rice 2417854 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL MN Jerry W Roe 2982239 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 SC Staci Scharadin 3202644 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NV Verna Schoen 1420124 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 LA Steven Simes 2134935 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NJ Lynn Smeraldo 1884870 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WI Gary Stratton 707452 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NV Erik Weir 2009973 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA GA SC Chris Whited 2530579 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 VA Gile Williams 1062570 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 ID Christopher Wright 725409 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Indefinite 17296578 Indefinite false 130 800615 true 0 16495962 As of 7/16/2009 $16,495,926.81 has been used to purchases shares in AEI GreenTech Investments II, LLC, Ambric Inc., Luxtera Inc., Motricity Inc., Presto Services Inc.,Teneros Inc, and Xsigo Systems Inc. false AEI 2007 VENTURE INVESTMENTS IVLLC Alex Winks Alex Winks Authorized Signatory 2009-07-22 -----END PRIVACY-ENHANCED MESSAGE-----