-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCdj8Bc9WT6lEsup+FtbjsroifdOH11FB4f07Vi4/WLsARlyptq6lSg9RZ0PJwTw Dz63z0WJ7RRczNOOVw0vRQ== 0001417736-10-000002.txt : 20100104 0001417736-10-000002.hdr.sgml : 20100101 20100104131100 ACCESSION NUMBER: 0001417736-10-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100104 DATE AS OF CHANGE: 20100104 EFFECTIVENESS DATE: 20100104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compliance11, Inc. CENTRAL INDEX KEY: 0001417736 IRS NUMBER: 680609697 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-110743 FILM NUMBER: 10501100 BUSINESS ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: Suite 1150 CITY: Chicago STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 676-2042 MAIL ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: Suite 1150 CITY: Chicago STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Compliance 11 Inc DATE OF NAME CHANGE: 20071106 D 1 primary_doc.xml X0603 D LIVE 0001417736 Compliance11, Inc. 125 South Wacker Drive Suite 1150 Chicago IL 60606 (312) 676-2042 DELAWARE Compliance 11 Inc Corporation true 2006 Tad S. Mitchell 125 South Wacker Drive Suite 1150 Chicago IL 60606 Executive Officer Susan L. Rosenbaum 125 South Wacker Drive Suite 1150 Chicago IL 60606 Executive Officer William E. Wolf 125 South Wacker Drive Suite 1150 Chicago IL 60606 Director Bruce Beerbower 125 South Wacker Drive Suite 1150 Chicago IL 60606 Director Jim Gagnard 125 South Wacker Drive Suite 1150 Chicago IL 60606 Director Talon Capital Partners, L.P. Talon Capital Partners, L.P. 1 North Franklin Street Suite 900 Chicago IL 60606 Promoter Talon Capital Partners, L.P., Limited Partnership (Promoter) Richard P. Kiphart 222 West Adams Suite 1400 Chicago IL 60606 Promoter Chris Capps 125 South Wacker Drive Suite 1150 Chicago IL 60606 Director Other Technology Decline to Disclose 06 false 2009-12-21 false true true false Series B Preferred Stock Offering 10000 6678766 6178766 500000 true 0 2 0 0 300000 true Use of Proceeds to be used for working capital false Compliance11, Inc. Susan L. Rosenbaum Susan L. Rosenbaum Chief Financial Officer/Secretary 2010-01-04 -----END PRIVACY-ENHANCED MESSAGE-----