0001416786-11-000003.txt : 20110411 0001416786-11-000003.hdr.sgml : 20110411 20110411121925 ACCESSION NUMBER: 0001416786-11-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110411 DATE AS OF CHANGE: 20110411 EFFECTIVENESS DATE: 20110411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Groundswell Technologies Inc CENTRAL INDEX KEY: 0001416786 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-158134 FILM NUMBER: 11752061 BUSINESS ADDRESS: STREET 1: 136 W. CANON PERDIDO STREET STREET 2: SUITE C CITY: Santa Barbara STATE: ca ZIP: 93101 BUSINESS PHONE: 805-962-1202 MAIL ADDRESS: STREET 1: 136 W. CANON PERDIDO STREET STREET 2: SUITE C CITY: Santa Barbara STATE: ca ZIP: 93101 D/A 1 primary_doc.xml X0704 D/A LIVE 0001416786 Groundswell Technologies Inc 136 W. CANON PERDIDO STREET SUITE C Santa Barbara CA CALIFORNIA 93101 805-962-1202 DELAWARE None None Corporation true Mark L. Kram 136 W. Canon Perdido St. Suite C Santa Barbara CA CALIFORNIA 93101 Executive Officer Director President, Chief Financial Officer and Secretary Peter V Sperling 136 W. Canon Perdido St. Suite C Santa Barbara CA CALIFORNIA 93101 Director Albert Kram 136 W. Canon Perdido St. Suite C Santa Barbara CA CALIFORNIA 93101 Director Other Not Applicable 06 true 0001416786-11-000002 2011-04-06 false true true Convertible Note and Warrant Offering for Series C Preferred false 0 300000 300000 0 Proceeds to be used for working capital. false 4 0 0 0 false Groundswell Technologies Inc /s/ Mark L. Kram Mark L. Kram President 2011-04-11