0001012975-17-000231.txt : 20170321 0001012975-17-000231.hdr.sgml : 20170321 20170321154839 ACCESSION NUMBER: 0001012975-17-000231 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 EFFECTIVENESS DATE: 20170321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Special Situations Fund, L.P. CENTRAL INDEX KEY: 0001410872 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-107864 FILM NUMBER: 17704196 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE, SUITE 19B CITY: New York STATE: ny ZIP: 10017 BUSINESS PHONE: 212-493-4495 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, SUITE 19B CITY: New York STATE: ny ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Credit Suisse Candlewood Special Situations Fund L.P. DATE OF NAME CHANGE: 20100125 FORMER COMPANY: FORMER CONFORMED NAME: Candlewood Capital Partners LP DATE OF NAME CHANGE: 20070828 D/A 1 primary_doc.xml X0707 D/A LIVE 0001410872 Candlewood Special Situations Fund, L.P. 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 212-493-4495 DELAWARE Credit Suisse Candlewood Special Situations Fund L.P. Candlewood Capital Partners LP Limited Partnership true N/A Candlewood Special Situations General, LLC 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer General Partner of Issuer Michael Lau 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Class A Member of General Partner of Issuer David Koenig 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Class A Member of General Partner of Issuer Philip DeSantis 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Class A Member of General Partner of Issuer Indra Chandra 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Class A Member of General Partner of Issuer Jon Weiss 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Class A Member of General Partner of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001012975-16-001097 2007-08-01 true true true false 100000 UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue Mail Code: H0004-050 St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue Mail Code: H0004-05B St. Louis MO MISSOURI 63103 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Indefinite 523980500 Indefinite false 364 0 0 No commission paid by Issuer; however, Item 12 entities are paid by General Partner (or its affiliate)commissions or similar sales compensation equal to a percentage of fees paid by Issuer to General Partner (or its affiliate) from assets under management 0 The General Partner or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. false Candlewood Special Situations Fund, L.P. /s/ Michael Lau Michael Lau Class A Member of General Partner of Issuer 2017-03-21