-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GdevIJ13vUDfyiYaaq3CweviNC/vaCtYCssK6JWmw7tFtjBcmfHqDnlbFR71HixG 8DtA73iA1mI1XGG6nPKLrw== 0000898432-10-000215.txt : 20100224 0000898432-10-000215.hdr.sgml : 20100224 20100224123831 ACCESSION NUMBER: 0000898432-10-000215 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100224 DATE AS OF CHANGE: 20100224 EFFECTIVENESS DATE: 20100224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA Rosenberg Small/Mid Cap Institutional Fund LLC CENTRAL INDEX KEY: 0001409553 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-107334 FILM NUMBER: 10628983 BUSINESS ADDRESS: STREET 1: 4 Orinda Way STREET 2: Building E CITY: Orinda STATE: CA ZIP: 94563 BUSINESS PHONE: 925-253-3311 MAIL ADDRESS: STREET 1: 4 Orinda Way STREET 2: Building E CITY: Orinda STATE: CA ZIP: 94563 D/A 1 primary_doc.xml X0603 D/A LIVE 0001409553 AXA Rosenberg Small/Mid Cap Institutional Fund LLC 4 ORINDA WAY BUILDING E ORINDA CA 94563 925-253-3311 DELAWARE None None Limited Liability Company true Doug Burton c/o AXA Rosenberg Investment, LLC 4 Orinda Way Orinda CA 94563 Executive Officer Officer of AXA Rosenberg Investment Management, LLC, Managing Member of the Issuer William Ricks c/o AXA Rosenberg Invstmnt Mngmnt, LLC 4 Orinda Way Orinda CA 94563 Executive Officer Officer of AXA Rosenberg Investment Management, LLC, Managing Member of the Issuer N/A AXA Rosenberg Investment Management, LLC 4 Orinda Way, Building E Orinda CA 94563 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-07-036973 2005-03-01 true true false 5000000 Indefinite 748373756 Indefinite false 77 0 0 0 false AXA Rosenberg Small/Mid Cap Institutional Fund LLC /s/ Doug Burton Doug Burton, Chief Executive Officer of AXA Rosenberg Investment Management, LLC Managing Member of the Issuer 2010-02-19 -----END PRIVACY-ENHANCED MESSAGE-----