0000902664-17-001540.txt : 20170314 0000902664-17-001540.hdr.sgml : 20170314 20170314065657 ACCESSION NUMBER: 0000902664-17-001540 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 EFFECTIVENESS DATE: 20170314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Principle Fund, Ltd. CENTRAL INDEX KEY: 0001409163 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-107149 FILM NUMBER: 17686882 BUSINESS ADDRESS: STREET 1: MUFG ALTERNATIVE FUND SVCS (CAYMAN) LTD STREET 2: 227 ELGIN AVENUE, P.O. BOX 852 CITY: Grand Cayman STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: (345) 914-6032 MAIL ADDRESS: STREET 1: MUFG ALTERNATIVE FUND SVCS (CAYMAN) LTD STREET 2: 227 ELGIN AVENUE, P.O. BOX 852 CITY: Grand Cayman STATE: E9 ZIP: KY1-1103 FORMER COMPANY: FORMER CONFORMED NAME: Mellon First Principle Fund, Ltd. DATE OF NAME CHANGE: 20100217 FORMER COMPANY: FORMER CONFORMED NAME: Mellon First Principle Fund Ltd DATE OF NAME CHANGE: 20070808 D/A 1 primary_doc.xml X0707 D/A LIVE 0001409163 First Principle Fund, Ltd. MUFG ALTERNATIVE FUND SVCS (CAYMAN) LTD 227 ELGIN AVENUE, P.O. BOX 852 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1103 (345) 914-6032 NEW YORK None Mellon First Principle Fund, Ltd. Mellon First Principle Fund Ltd Corporation true Michael McDonald MUFG Alternative Fund Svcs (Cayman) Ltd. 227 Elgin Avenue, P.O. Box 852 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Ian Goodhall MUFG Alternative Fund Svcs (Cayman) Ltd. 227 Elgin Avenue, P.O. Box 852 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director - EACM Advisors LLC 200 Connecticut Avenue, 6th Floor Norwalk CT CONNECTICUT 06854-1940 Promoter The Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001140361-13-011944 2006-05-01 true true false 50000 MBSC Securities Corp. 231 None None 200 PARK AVENUE NEW YORK NY NEW YORK 10166 All States false J.P. Morgan Securities LLC 79 None None 277 PARK AVENUE NEW YORK NY NEW YORK 10172 All States false Indefinite 427985840 Indefinite false 27 219048 0 Sales agent receives a portion of the management fee and the performance fee payable (if any). 0 The fund charges a management fee that is described in the fund's offering documents. false First Principle Fund, Ltd. /s/ Lisa Lampert Lisa Lampert Senior Vice President and CCO of the Investment Manager 2017-03-14