0001407856-13-000001.txt : 20130820 0001407856-13-000001.hdr.sgml : 20130820 20130820122832 ACCESSION NUMBER: 0001407856-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 EFFECTIVENESS DATE: 20130820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Victoria Fund LP CENTRAL INDEX KEY: 0001407856 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-106487 FILM NUMBER: 131050227 BUSINESS ADDRESS: STREET 1: c/o Waterall Asset Management LLC STREET 2: 1185 Avenue of the Americas, 18th Floor CITY: New York STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 730-2000 MAIL ADDRESS: STREET 1: c/o Waterall Asset Management LLC STREET 2: 1185 Avenue of the Americas, 18th Floor CITY: New York STATE: NY ZIP: 10036 D/A 1 primary_doc.xml X0706 D/A LIVE 0001407856 Waterfall Victoria Fund LP Waterall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true n/a Waterfall Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer General Partner n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001407856-12-000001 2007-07-02 true true false 1000000 M.D. Sass Securities, L.L.C. 139760 None None 1185 Avenue of the Americas New York NY NEW YORK 10036 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON WY WYOMING false Indefinite 63538776 Indefinite false 48 506603 true 0 Adviser pays a portion of its advisory fees, which may vary from time to time, to the selling agents. 0 false Waterfall Victoria Fund LP Kenneth Nick Kenneth Nick General Counsel, Waterfall Asset Management, LLC 2013-08-20