0001405406-16-000003.txt : 20161101 0001405406-16-000003.hdr.sgml : 20161101 20161101114724 ACCESSION NUMBER: 0001405406-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 EFFECTIVENESS DATE: 20161101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BERENS CAPITAL ASIA (EX-JAPAN) LLC CENTRAL INDEX KEY: 0001405406 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-105430 FILM NUMBER: 161963763 BUSINESS ADDRESS: STREET 1: C/O BERENS CAPITAL MANAGEMENT, LLC STREET 2: 717 FIFTH AVENUE, FLOOR 12A CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-698-2030 MAIL ADDRESS: STREET 1: C/O BERENS CAPITAL MANAGEMENT, LLC STREET 2: 717 FIFTH AVENUE, FLOOR 12A CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: STONEWATER CAPITAL ASIA (EX-JAPAN) LLC DATE OF NAME CHANGE: 20070702 D/A 1 primary_doc.xml X0707 D/A LIVE 0001405406 BERENS CAPITAL ASIA (EX-JAPAN) LLC C/O BERENS CAPITAL MANAGEMENT, LLC 717 FIFTH AVENUE, FLOOR 12A NEW YORK NY NEW YORK 10022 212-698-2030 DELAWARE STONEWATER CAPITAL ASIA (EX-JAPAN) LLC Limited Liability Company true Frank Brochin 717 Fifth Avenue Floor 12A New York NY NEW YORK 10022 Executive Officer Executive Officer of Berens Capital Management, LLC, Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001405406-15-000001 2004-07-01 true true false 1 Seth Adam Damski 2940303 Old City Securities, LLC 171910 370 Lexington Avenue Suite 607 New York NY NEW YORK 10017 NY NEW YORK false Robert Carter Lyster 315477 Lyster Watson Securities, Inc. 30210 888 Seventh Avenue 34th Floor New York NY NEW YORK 10019 true Indefinite 168605056 Indefinite false 140 68656 true 0 0 Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material. false BERENS CAPITAL ASIA (EX-JAPAN) LLC /s/ Frank Brochin Frank Brochin Executive Officer of Berens Capital Management, LLC 2016-11-01