0001405406-15-000001.txt : 20150320 0001405406-15-000001.hdr.sgml : 20150320 20150320145813 ACCESSION NUMBER: 0001405406-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150320 DATE AS OF CHANGE: 20150320 EFFECTIVENESS DATE: 20150320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STONEWATER CAPITAL ASIA (EX-JAPAN) LLC CENTRAL INDEX KEY: 0001405406 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-105430 FILM NUMBER: 15716029 BUSINESS ADDRESS: STREET 1: C/O STONEWATER CAPITAL LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-231-0040 MAIL ADDRESS: STREET 1: C/O STONEWATER CAPITAL LLC STREET 2: 60 EAST 42ND STREET, SUITE 3014 CITY: NEW YORK STATE: NY ZIP: 10165 D/A 1 primary_doc.xml X0707 D/A LIVE 0001405406 STONEWATER CAPITAL ASIA (EX-JAPAN) LLC C/O STONEWATER CAPITAL LLC 60 EAST 42ND STREET, SUITE 3014 NEW YORK NY NEW YORK 10165 212-231-0040 DELAWARE None None Limited Liability Company true Frank Brochin 60 East 42nd Street Suite 3014 New York NY NEW YORK 10165 Executive Officer Executive Officer of StoneWater Capital LLC, managing member Ernest H. Pomerantz 60 East 42nd Street Suite 3014 New York NY NEW YORK 10165 Executive Officer Executive Officer of StoneWater Capital LLC, managing member John Santoleri 60 East 42nd Street Suite 3014 New York NY NEW YORK 10165 Executive Officer Executive Officer of StoneWater Capital LLC, managing member Zineb Guessous 60 East 42nd Street Suite 3014 New York NY NEW YORK 10165 Executive Officer Executive Officer of StoneWater Capital LLC, managing member Peter Cassidy 60 East 42nd Street Suite 3014 New York NY NEW YORK 10165 Executive Officer Executive Officer of StoneWater Capital LLC, managing member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001405406-14-000001 2004-07-01 true true false 1 Seth Adam Damski 2940303 Old City Securities, LLC 171910 370 Lexington Avenue Suite 607 New York NY NEW YORK 10017 NY NEW YORK false Robert Carter Lyster 315477 Lyster Watson Securities, Inc. 30210 888 Seventh Avenue 34th Floor New York NY NEW YORK 10019 true Indefinite 167222331 Indefinite false 140 68656 true 0 0 Customary advisory fees are paid by the issuer to the managing member, as provided for in the issuer's offering material. false STONEWATER CAPITAL ASIA (EX-JAPAN) LLC /s/ Frank Brochin Frank Brochin Managing Member 2015-03-19