0001209191-20-057086.txt : 20201105 0001209191-20-057086.hdr.sgml : 20201105 20201105100459 ACCESSION NUMBER: 0001209191-20-057086 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20201105 DATE AS OF CHANGE: 20201105 EFFECTIVENESS DATE: 20201105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neptune Wellness Solutions Inc. CENTRAL INDEX KEY: 0001401395 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A8 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-379773 FILM NUMBER: 201289132 BUSINESS ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 BUSINESS PHONE: (450) 687-2262 MAIL ADDRESS: STREET 1: 545 PROMENADE DU CENTROPOLIS STREET 2: SUITE 100 CITY: LAVAL STATE: A8 ZIP: H7T 0A3 FORMER COMPANY: FORMER CONFORMED NAME: Neptune Technologies & Bioressources Inc. DATE OF NAME CHANGE: 20070530 D 1 primary_doc.xml X0708 D LIVE 0001401395 Neptune Wellness Solutions Inc. 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 (450) 687-2262 QUEBEC, CANADA None Neptune Technologies & Bioressources Inc. Corporation true Toni Rinow 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Executive Officer Michael Cammarata 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Executive Officer Director Jane Pemberton 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director John Moretz 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director Joseph Buaron 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director Ronald Denis 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director Michael A. De Geus 100-545 Promenade du Centropolis Suite 100 Laval A8 QUEBEC, CANADA H7T 0A3 Director Francis F. Rochon 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director Richard F. Schottenfeld 100-545 Promenade du Centropolis Laval A8 QUEBEC, CANADA H7T 0A3 Director Pharmaceuticals Decline to Disclose 06b false 2020-10-21 true true true false 0 A.G.P./Alliance Global Partners 8361 None None 590 Madison Avenue 36th Floor New York NY NEW YORK 10022 CA CALIFORNIA DC DISTRICT OF COLUMBIA MN MINNESOTA NY NEW YORK 58697894 34999992 23697902 The Issuer may receive up to an additional $23,697,902 if and when purchasers exercise the Warrants issued pursuant to this offering. false 11 1363600 0 0 false Neptune Wellness Solutions Inc. /s/ Toni Rinow Toni Rinow Chief Financial Officer and Global Operating Officer 2020-11-04