0001181431-14-033786.txt : 20141006 0001181431-14-033786.hdr.sgml : 20141006 20141006164533 ACCESSION NUMBER: 0001181431-14-033786 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141006 DATE AS OF CHANGE: 20141006 EFFECTIVENESS DATE: 20141006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001400017 IRS NUMBER: 208695296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225879 FILM NUMBER: 141143388 BUSINESS ADDRESS: STREET 1: 115 CASTILIAN DRIVE CITY: Goleta STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 115 CASTILIAN DRIVE CITY: Goleta STATE: CA ZIP: 93117 D 1 primary_doc.xml X0707 D LIVE 0001400017 Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 805-456-1300 DELAWARE None None Corporation true Fumihide Esaka c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Umesh Mishra c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Primit Parikh c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Mark Allen c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Andrew Wheeler c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Naoko Ichikawa c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Randy Komisar c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Toshinobu Mimura c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Mark Pinho c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Richard Redelfs c/o Transphorm, Inc. 115 Castilian Drive Goleta CA CALIFORNIA 93117 Director Other Technology Decline to Disclose 06b false 2014-10-02 false true false 0 10000000 10000000 0 false 1 0 0 0 true TRANSPHORM, INC. Scott Gibson Scott Gibson Chief Financial Officer 2014-10-03