0001397602-14-000003.txt : 20140619 0001397602-14-000003.hdr.sgml : 20140619 20140619152132 ACCESSION NUMBER: 0001397602-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140619 DATE AS OF CHANGE: 20140619 EFFECTIVENESS DATE: 20140619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNEY INC CENTRAL INDEX KEY: 0001397602 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219514 FILM NUMBER: 14930413 BUSINESS ADDRESS: STREET 1: ONE MONUMENT SQUARE STREET 2: SUITE 400 CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 207-828-0880 MAIL ADDRESS: STREET 1: ONE MONUMENT SQUARE STREET 2: SUITE 400 CITY: PORTLAND STATE: ME ZIP: 04101 D 1 primary_doc.xml X0707 D LIVE 0001397602 PUTNEY INC ONE MONUMENT SQUARE SUITE 400 PORTLAND ME MAINE 04101 207-828-0880 DELAWARE None None Corporation true Jean Hoffman One Monument Square Suite 400 Portland ME MAINE 04101 Executive Officer Director Christopher Lewis One Monument Square Suite 400 Portland ME MAINE 04101 Executive Officer Barry R. Edwards One Monument Square Suite 400 Portland ME MAINE 04101 Director Shyam S. Bhartia One Monument Square Suite 400 Portland ME MAINE 04101 Director B. Lance Sauerteig One Monument Square Suite 400 Portland ME MAINE 04101 Director E. Thomas Corcoran One Monument Square Suite 400 Portland ME MAINE 04101 Director Bruce L. Downey One Monument Square Suite 400 Portland ME MAINE 04101 Director Stephen T. Zarrilli One Monument Square Suite 400 Portland ME MAINE 04101 Director Pharmaceuticals Decline to Disclose 06b false 2014-06-06 false true true false 0 First Analysis Securities Corporation 10446 First Analysis Securities Corporation 10446 One South Wacker Drive Suite 3900 Chicago IL ILLINOIS 60606 AL ALABAMA IL ILLINOIS NY NEW YORK PA PENNSYLVANIA TX TEXAS false 16056308 16056308 0 false 39 321126 0 0 false PUTNEY INC /s/ Jean Hoffman Jean Hoffman President and Chief Executive Officer 2014-06-18