-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjvlwuvZOPsvWtDH4vL3phR51pxyhCvXagSj5TF43YleovB6T8aEVMtGj/VLCXSN FGJJyTP4/seYWsz353s/gg== 0001394345-09-000004.txt : 20090804 0001394345-09-000004.hdr.sgml : 20090804 20090804153428 ACCESSION NUMBER: 0001394345-09-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 EFFECTIVENESS DATE: 20090804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI 2007 VENTURE INVESTMENTS II, LLC CENTRAL INDEX KEY: 0001394345 IRS NUMBER: 208292849 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-101401 FILM NUMBER: 09983446 BUSINESS ADDRESS: STREET 1: 311 SOUTH WACKER DR SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 SOUTH WACKER DR SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: AEI 2007 VENTURE INVESTMENTS II LLC DATE OF NAME CHANGE: 20070326 D/A 1 primary_doc.xml X0502 D/A LIVE 0001394345 AEI 2007 VENTURE INVESTMENTS II, LLC 311 SOUTH WACKER DR SUITE 1650 CHICAGO IL 60606 804-378-1110 AEI 2007 VENTURE INVESTMENTS II LLC DELAWARE Limited Liability Company true 2006 N/A Advanced Equities Venture Management Corp. 311 S Wacker Dr Suite 6150 Chicago IL 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 true 9999999997-08-034854 2007-03-07 false true true false 106000 Jeff Binkert 2491492 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA IL Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL Phillip Falk 2372997 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MN Robert James 871525 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 DC James Kozak 2237880 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MI NV WI John Galinsky 1513926 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL MI NV WI James Lynch 2387056 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MA Owen Schnaper 5097283 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MA Robert Marassa 2649843 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL TX WI Bijal Modi 5155401 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 TX Peter McDonnell 1374657 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL NY Brandon McFarland 5010542 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 MI William Metz 808295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IL KS MI David Prange 2583106 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 IA Stephen Tracy 1648245 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 GA Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 DC Timothy Herrmann 2446600 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 6150 Chicago IL 60606 CA FL IA MA NJ NY Robert Cheney 2825660 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Dennis Colley 1517102 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WA Gary Cousino 726486 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CO Cindy Couyoumjian 1456630 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 AZ CA Christine Tang 4774839 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 AZ CA Arvind Kulkarni 1763821 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Anthony Diaz 4131948 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 LA PA Mark Frederick 2132368 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Allen Gamble 2746330 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NC SC Graham Guess 2803700 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Jonathan Holljes 1106311 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 VA Richard Johnson 702768 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 AR Andrew Koerner 2207442 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IN NJ Deborah Walker 833928 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IN NJ Hank Korngut 1916347 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NC David Libarkin 2948558 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 OH Cal McAusland 2206464 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WA Mark McKinnon 728601 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA John Montgomery 1033543 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NY James Peters 3135650 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 TX Ryan Peterson 2206897 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 NC David Podber 4456251 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL Victoria Powell 4805256 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 MS Shawn Rogers 3081518 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL Verna Schoen 1420124 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 LA Eric Shore 2375397 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IL Lynn Siewert 1057367 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WA Kenneth Stern 1754133 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Dennis Thurman 2342398 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 SD Robin Ullberg 1852017 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IN Erik Weir 2009973 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA GA SC Terry Wade 2969193 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 HI Gile Williams 1062570 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA ID Elizabeth Wright 4905954 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 KS Robert Scott Wright 2174368 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 WA Joseph Accardi 728322 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 MA Mark Chamberlain 1655738 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 IN Paul Escudero 2111381 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Thomas Harold 3278651 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 MO Stuart Hoshide 1838860 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Arthur Hsieh 2086229 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Richard Hsieh 2934210 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 CA Michael Thiel 1108580 First Allied Securities Inc. 32444 655 W Broadway San Diego CA 92101 MO Indefinite 23522544 Indefinite false 135 902008 true 0 22620535 As of 8/4/2009, $22,650,535.98 has been used to make investments in Agami Systems Inc., eAsic Inc., Foveon Inc., Peregrine Semiconductor Inc., Turin Networks Inc., and Force10 Networks Inc. false AEI 2007 VENTURE INVESTMENTS II, LLC Alex Winks Alex Winks Authorized Signatory 2009-08-04 -----END PRIVACY-ENHANCED MESSAGE-----