0000350797-18-000009.txt : 20180305 0000350797-18-000009.hdr.sgml : 20180305 20180305142525 ACCESSION NUMBER: 0000350797-18-000009 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 EFFECTIVENESS DATE: 20180305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARFORK CAPITAL FUND LLC CENTRAL INDEX KEY: 0001393065 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-100962 FILM NUMBER: 18665498 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001393065 CLEARFORK CAPITAL FUND LLC TWO INTERNATIONAL PLACE BOSTON MA MASSACHUSETTS 02110 617-482-8260 DELAWARE None None Limited Liability Company true Management Eaton Vance Two International Place Boston MA MASSACHUSETTS 02110 Promoter Frederick S. Marius c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Thomas E. Faust Jr. c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager A. John Murphy c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Vice President of the Manager Laurie G. Hylton c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0000350797-17-000068 2007-06-21 true true false 250000 Eaton Vance Distributors, Inc. 37731 None None Two International Place Boston MA MASSACHUSETTS 02110 All States false Ameriprise Finacial Services 6363 None None 707 2nd Ave S Minneapolis MN MINNESOTA 55402 All States false AT INVESTMENT ADVISERS, INC. 109644 None None ONE SOUTH WACKER DRIVE Suite 3500 Chicago IL ILLINOIS 60606 All States false ALLIANCEBERNSTEIN INVESTMENTS, INC. 14549 None None 1345 AVENUE OF THE AMERICAS New York NY NEW YORK 10105-0096 All States false Credit Suisse Securities (USA) LLC 816 None None 11 Madison Avenue 7th floor New York NY NEW YORK 10010 All States false Deutsche Bank Securities, Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 All States false Fifth Third Bank, N.A. None None None 38 Fountain Square Plaza Cincinnati OH OHIO 45202 All States false LPL Finanical Corporation 6413 None None One Beacon Street 22nd Floor Boston MA MASSACHUSETTS 02108-3106 All States false SANFORD C. BERNSTEIN & CO., LLC 104474 None None 1345 AVENUE OF THE AMERICAS New York NY NEW YORK 10105-0096 All States false Morgan Stanley & Co., Incorporated 8209 None None 1585 Broadway New York NY NEW YORK 10036 All States false Northern Trust Securities, Inc. 7927 None None 50 S. LaSalle Street BB-12 Chicago IL ILLINOIS 60603 All States false Oppenheimer & Co., Inc. 249 None None 125 Broad Street 16th Floor New York NY NEW YORK 10004 All States false Raymond James & Associates, Inc. 705 None None 800 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false RBC CAPITAL MARKETS, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. New York NY NEW YORK 10281 All States false Robert W. Baird & Co., Incorporated 8158 None None 777 East Wisconsin Avenue Milwaukee WI WISCONSIN 53202 All States false SunTrust Bank, N.A. None None None 3333 PEACHTREE ROAD, N.E. ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9 Atlanta GA GEORGIA 30326 All States false CHARLES SCHWAB & CO., INC. 5393 None None 211 MAIN STREET San Francisco CA CALIFORNIA 94105 All States false Wells Fargo Bank N.A. 165024 None None 420 Montgomery Street Frnt 5 San Francisco CA CALIFORNIA 94104 All States false SUNTRUST ROBINSON HUMPHREY, INC 6271 None None 3333 PEACHTREE ROAD, N.E. ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9 Atlanta GA GEORGIA 30326 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC 11025 None None ONE NORTH JEFFERSON AVENUE H0004-05B St. Louis MO MISSOURI 63103 All States false Merrill Lynch, Pierce Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false MORGAN STANLEY 149777 None None 2000 WESTCHESTER AVENUE Purchase NY NEW YORK 10577 All States false Wilmington Trust None None None 1100 N Market St Lbby Wilimington DE DELAWARE 19890 All States false LPL Financial Services None None None 75 STATE STREET 22ND FLOOR Boston MA MASSACHUSETTS 02109 All States false J.P. Morgan Securities 79 None None 383 Madison Avenue New York NY NEW YORK 10179 All States false FIRST REPUBLIC SECURITIES COMPANY, LLC 105108 None None 388 MARKET STREET 16TH FLOOR San Francisco CA CALIFORNIA 94111 All States false Janney Montgomery Scott LLC 463 None None 1717 ARCH STREET Philadelphia PA PENNSYLVANIA 19103 All States false US Trust/ Bank of America None None None 150 N College St Charlotte NC NORTH CAROLINA 28255 All States false BESSEMER INVESTOR SERVICES, INC. 17442 None None 630 FIFTH AVENUE New York NY NEW YORK 1011-0333 All States false BARCLAYS CAPITAL INC 19714 None None 745 7TH AVENUE New York NY NEW YORK 10019 All States false BB&T SECURITIES, LLC 142785 None None 901 EAST BYRD STREET RIVERFRONT PLAZA, WEST TOWER Richmond VA VIRGINIA 23219 All States false STIFEL, NICOLAUS & COMPANY, INCORPORATED 793 None None 501 NORTH BROADWAY ST. Louis MO MISSOURI 63102 All States false Wells Fargo Securities, LLC 126292 None None 550 SOUTH TRYON STREET, 6TH FLOOR D1086-060 Charlotte NC NORTH CAROLINA 28202 All States false Indefinite 1583502000 Indefinite false 1535 2970000 true 0 0 false CLEARFORK CAPITAL FUND LLC /s/ A. John Murphy A. John Murphy Vice President of Manager 2018-03-05