0000950166-16-000001.txt : 20160726 0000950166-16-000001.hdr.sgml : 20160726 20160726131617 ACCESSION NUMBER: 0000950166-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 EFFECTIVENESS DATE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galena Biopharma, Inc. CENTRAL INDEX KEY: 0001390478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-267727 FILM NUMBER: 161783884 BUSINESS ADDRESS: STREET 1: 4640 SW MACADAM AVENUE STREET 2: SUITE 270 CITY: PORTLAND STATE: OR ZIP: 97239 BUSINESS PHONE: 855 855 GALE MAIL ADDRESS: STREET 1: 4640 SW MACADAM AVENUE STREET 2: SUITE 270 CITY: PORTLAND STATE: OR ZIP: 97239 FORMER COMPANY: FORMER CONFORMED NAME: RXi Pharmaceuticals Corp DATE OF NAME CHANGE: 20110926 FORMER COMPANY: FORMER CONFORMED NAME: GALENA BIOPHARMA, INC. DATE OF NAME CHANGE: 20110922 FORMER COMPANY: FORMER CONFORMED NAME: RXI PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20110921 D 1 primary_doc.xml X0707 D LIVE 0001390478 Galena Biopharma, Inc. 2000 Crow Canyon Place Suite 380 San Ramon CA CALIFORNIA 94583 855 855 4253 DELAWARE RXi Pharmaceuticals Corp GALENA BIOPHARMA, INC. RXI PHARMACEUTICALS CORP Corporation true Sanford J. Hillsberg 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Mary Ann Gray 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director William L. Ashton 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Richard Chin 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Rudolph Nisi 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Irving M. Einhorn 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Stephen Galliker 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Director Mark W. Schwartz 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Executive Officer Director Bijan Nejadnik 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Executive Officer Thomas J. Knapp 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Executive Officer John T. Burns 2000 Crow Canyon Place, Suite 380 San Ramon CA CALIFORNIA 94583 Executive Officer Pharmaceuticals No Revenues 06b false 2016-07-13 false true false 0 Raymond James & Associates, Inc. 705 Raymond James & Associates, Inc. 705 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false 9100000 9100000 0 Total offering reflects (i) proceeds from sale of 14,000,000 warrants with a 5 year exercise period, each to purchase one share of common stock at an exercise price of $0.65 and (ii) proceeds if all warrants are exercised. false 3 793000 0 Sales commission reflects amount paid in connection with (i) this offering and (ii) a concurrent public offering of common stock, consisting of $693,000 fee and expenses of up to $100,000 0 No proceeds are proposed to be used for payments to such persons other than ordinary salary expenses that may be paid out of working capital. false Galena Biopharma, Inc. Thomas J. Knapp Thomas J. Knapp Interim General Counsel and Corporate Secretary 2016-07-26