0001387973-13-000003.txt : 20131120 0001387973-13-000003.hdr.sgml : 20131120 20131120153031 ACCESSION NUMBER: 0001387973-13-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 EFFECTIVENESS DATE: 20131120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GALLEON PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001387973 IRS NUMBER: 200878126 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206691 FILM NUMBER: 131232818 BUSINESS ADDRESS: STREET 1: 213 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: (267) 803-1970 MAIL ADDRESS: STREET 1: 213 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 D 1 primary_doc.xml X0707 D LIVE 0001387973 GALLEON PHARMACEUTICALS INC 213 WITMER ROAD HORSHAM PA PENNSYLVANIA 19044 (267) 803-1970 DELAWARE None None Corporation true James C. Mannion 213 Witmer Road Horsham PA PENNSYLVANIA 19044 Executive Officer Director Ralph Christoffersen 213 Witmer Road Horsham PA PENNSYLVANIA 19044 Director Geoff Duyk 213 Witmer Road Horsham PA PENNSYLVANIA 19044 Director Christopher Mirabelli 213 Witmer Road Horsham PA PENNSYLVANIA 19044 Director Thomas J. Dietz 213 Witmer Road Horsham PA PENNSYLVANIA 19044 Director Biotechnology Decline to Disclose 06b false 2013-11-06 false true true true true Securities offered consist of promissory notes convertible into shares of convertible preferred stock and the common stock underlying the convertible preferred stock. false 0 1500000 1500000 0 false 3 0 0 0 true false GALLEON PHARMACEUTICALS INC /s/ James C. Mannion James C. Mannion Chief Executive Officer 2013-11-20