0001578563-17-000010.txt : 20170824 0001578563-17-000010.hdr.sgml : 20170824 20170824110334 ACCESSION NUMBER: 0001578563-17-000010 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170824 DATE AS OF CHANGE: 20170824 EFFECTIVENESS DATE: 20170824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-293407 FILM NUMBER: 171048554 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 D 1 primary_doc.xml X0708 D LIVE 0001385818 AYTU BIOSCIENCE, INC 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO COLORADO 80112 (720) 437-6580 DELAWARE AYTU BIOSCIENCE, INC. Rosewind CORP Corporation true Joshua R. Disbrow c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Executive Officer Director Jarrett T. Disbrow c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Executive Officer Gregory A. Gould c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Executive Officer Michael Macaluso c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Director Gary V. Cantrell c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Director Carl C. Dockery c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Director John A. Donofrio, Jr. c/o Aytu Bioscience, Inc. 373 Inverness Parkway, Suite 206 Englewood CO COLORADO 80112 Director Pharmaceuticals Decline to Disclose 06b false 2017-08-15 false true true false 0 Joseph Gunnar & Co., LLC 24795 Joseph Gunnar & Co., LLC 24795 30 Broad Street 11th Floor New York, NY NEW YORK 10004 All States false Fordham Financial Management, Inc. 20996 Fordham Financial Management, Inc. 20996 17 Battery Place, South Suite 643 New York NY NEW YORK 10004 All States false 11839995 11839995 0 false 70 1065600 0 In addition to the cash commission above, Issuer also issued warrants to purchase a number of shares of the Issuer's Common Stock equal to 10% of the aggregate amount of the offering. 0 Other than the payment of salaries and other customary compensation and benefits, no officer, director, or promoter will receive any payments from the proceeds of this offering. false AYTU BIOSCIENCE, INC /s/ Gregory A. Gould Gregory A. Gould Chief Financial Officer 2017-08-22