0001383701-22-000001.txt : 20220726 0001383701-22-000001.hdr.sgml : 20220726 20220725180013 ACCESSION NUMBER: 0001383701-22-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220726 DATE AS OF CHANGE: 20220725 EFFECTIVENESS DATE: 20220726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Histogen Inc. CENTRAL INDEX KEY: 0001383701 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203183915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-453646 FILM NUMBER: 221104492 BUSINESS ADDRESS: STREET 1: 10655 SORRENTO VALLEY ROAD STREET 2: SUITE 200 CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 526-3100 MAIL ADDRESS: STREET 1: 10655 SORRENTO VALLEY ROAD STREET 2: SUITE 200 CITY: San Diego STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Conatus Pharmaceuticals Inc. DATE OF NAME CHANGE: 20140729 FORMER COMPANY: FORMER CONFORMED NAME: Conatus Pharmaceuticals Inc DATE OF NAME CHANGE: 20061214 D 1 primary_doc.xml X0708 D LIVE 0001383701 Histogen Inc. 10655 SORRENTO VALLEY ROAD SUITE 200 San Diego CA CALIFORNIA 92121 (858) 526-3100 DELAWARE Conatus Pharmaceuticals Inc. Conatus Pharmaceuticals Inc Corporation true Steven J. Mento 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Executive Officer Director Joyce Reyes 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Executive Officer Susan A. Knudson 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Executive Officer Gail K. Naughton 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Executive Officer Martin Latterich 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Executive Officer David H. Crean 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Jonathan Jackson 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Daniel L. Kisner 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Brian Satz 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Susan Windham-Bannister 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Rochelle Fuhrmann 10655 Sorrento Valley Road Suite 200 San Diego CA CALIFORNIA 92121 Director Biotechnology Decline to Disclose 06b false 2022-07-14 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue 4th Floor New York NY NEW YORK 10022 NY NEW YORK false 5000000 5000000 0 Consists of: (i) (A) a pre-funded warrant to purchase 1,774,309 shares; (B) a Series A warrant to purchase 1,774,309 shares; and (C) a Series B warrant to purchase 1,774,309 shares; and (ii) placement agent warrants to purchase 124,202 shares. false 1 486132 true 0 Company has agreed to pay Wainwright (i) fee equal to 7.0% of the gross proceeds received by the Company, (ii) a management fee equal to 1.0% of the gross proceeds received by the Company; and (iii) $85,000 for non-accountable expenses. 0 false Histogen Inc. /s/ Susan A. Knudson Susan A. Knudson Chief Financial Officer 2022-07-25