-----BEGIN PRIVACY-ENHANCED MESSAGE-----
Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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MIC-Info: RSA-MD5,RSA,
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 K9m9wYeqUPb+Dw+u+7bIbg==

<SEC-DOCUMENT>0001378709-09-000007.txt : 20091215
<SEC-HEADER>0001378709-09-000007.hdr.sgml : 20091215
<ACCEPTANCE-DATETIME>20091215154618
ACCESSION NUMBER:		0001378709-09-000007
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		Rule 506
FILED AS OF DATE:		20091215
DATE AS OF CHANGE:		20091215
EFFECTIVENESS DATE:		20091215

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ConvergEx Holdings, LLC
		CENTRAL INDEX KEY:			0001378709
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-95724
		FILM NUMBER:		091241676

	BUSINESS ADDRESS:	
		STREET 1:		1633 BROADWAY 48TH FL
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019
		BUSINESS PHONE:		800-367-8998

	MAIL ADDRESS:	
		STREET 1:		1633 BROADWAY 48TH FL
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10019

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ConvergEx Holdings LLC
		DATE OF NAME CHANGE:	20061019
</SEC-HEADER>
<DOCUMENT>
<TYPE>D
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0"?>
<edgarSubmission>

    <schemaVersion>X0603</schemaVersion>

    <submissionType>D</submissionType>

    <testOrLive>LIVE</testOrLive>

    <primaryIssuer>
        <cik>0001378709</cik>
        <entityName>ConvergEx Holdings, LLC</entityName>
        <issuerAddress>
            <street1>1633 BROADWAY 48TH FL</street1>
            <city>NEW YORK</city>
            <stateOrCountry>NY</stateOrCountry>
            <zipCode>10019</zipCode>
        </issuerAddress>
        <issuerPhoneNumber>800-367-8998</issuerPhoneNumber>
        <jurisdictionOfInc>DELAWARE</jurisdictionOfInc>
        <edgarPreviousNameList>
            <previousName>ConvergEx Holdings LLC</previousName>
        </edgarPreviousNameList>
        <entityType>Limited Liability Company</entityType>
        <yearOfInc>
            <withinFiveYears>true</withinFiveYears>
            <value>2006</value>
        </yearOfInc>
    </primaryIssuer>

    <relatedPersonsList>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Bruce</firstName>
                <lastName>Van Saun</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>280 Bishopsgate</street1>
                <street2>c/o The Royal Bank of Scotland</street2>
                <city>London</city>
                <stateOrCountry>X0</stateOrCountry>
                <zipCode>UKEC2</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Van Saun is a &quot;Manager&quot;, as  ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Richard</firstName>
                <lastName>Brueckner</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>One Pershing Plaza</street1>
                <street2>c/o Pershing LLC</street2>
                <city>Jersey City</city>
                <stateOrCountry>NJ</stateOrCountry>
                <zipCode>07399</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Brueckner is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Sean</firstName>
                <middleName>P.</middleName>
                <lastName>McLaughlin</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1633 Broadway</street1>
                <street2>48th Floor c/o Heather Sisler</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10019</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. McLaughlin is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>John</firstName>
                <lastName>Cahaly</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1 Federal Street</street1>
                <street2>c/o Eze Castle Integration</street2>
                <city>Boston</city>
                <stateOrCountry>MA</stateOrCountry>
                <zipCode>02110</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Cahaly is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Collin</firstName>
                <middleName>E.</middleName>
                <lastName>Roche</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>300 N. LaSalle Street</street1>
                <street2>Suite 5600 c/o GTCR Golder Rauner</street2>
                <city>Chicago</city>
                <stateOrCountry>IL</stateOrCountry>
                <zipCode>60654</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Roche is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Constatine</firstName>
                <middleName>S.</middleName>
                <lastName>Mihas</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>300 N. LaSalle Street</street1>
                <street2>Suite 5600 c/o GTCR Golder Rauner</street2>
                <city>Chicago</city>
                <stateOrCountry>IL</stateOrCountry>
                <zipCode>60654</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Mihas is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Barry</firstName>
                <middleName>R.</middleName>
                <lastName>Dunn</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>300 N. LaSalle Street</street1>
                <street2>Suite 5600 c/o GTCR Golder Rauner</street2>
                <city>Chicago</city>
                <stateOrCountry>IL</stateOrCountry>
                <zipCode>60654</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Dunn is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Joseph</firstName>
                <middleName>M.</middleName>
                <lastName>Velli</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1633 Broadway</street1>
                <street2>48th Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10019</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Velli is a &quot;Manager&quot;, as ConvergEx Holdings,LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Charles</firstName>
                <middleName>E.</middleName>
                <lastName>Rappold</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1633 Broadway</street1>
                <street2>48th Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10019</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Christopher</firstName>
                <lastName>Springer</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1633 Broadway</street1>
                <street2>30th Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10019</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Executive Officer</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification></relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Joseph</firstName>
                <lastName>Schenk</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>90 Park Avenue</street1>
                <street2>c/o First New York Securities, 5th Floor</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10016</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Schenk is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>Thomas</firstName>
                <middleName>P.</middleName>
                <lastName>Gibbons</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>One Wall Street</street1>
                <street2>c/o The Bank of New York Mellon Corp.</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10286</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Gibbons is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
        <relatedPersonInfo>
            <relatedPersonName>
                <firstName>John</firstName>
                <middleName>E.</middleName>
                <lastName>Sununu</lastName>
            </relatedPersonName>
            <relatedPersonAddress>
                <street1>1633 Broadway</street1>
                <street2>48th Floor, c/o Heather Sisler</street2>
                <city>New York</city>
                <stateOrCountry>NY</stateOrCountry>
                <zipCode>10016</zipCode>
            </relatedPersonAddress>
            <relatedPersonRelationshipList>
                <relationship>Director</relationship>
            </relatedPersonRelationshipList>
            <relationshipClarification>Mr. Sununu is a &quot;Manager&quot;, as ConvergEx Holdings, LLC has a Board of Managers rather than a Board of Directors.</relationshipClarification>
        </relatedPersonInfo>
    </relatedPersonsList>

    <offeringData>
        <industryGroup>
            <industryGroupType>Other Banking and Financial Services</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
        </issuerSize>
        <federalExemptionsExclusions>
            <item>06</item>
        </federalExemptionsExclusions>
        <typeOfFiling>
            <newOrAmendment>
                <isAmendment>false</isAmendment>
            </newOrAmendment>
            <dateOfFirstSale>
                <value>2009-12-01</value>
            </dateOfFirstSale>
        </typeOfFiling>
        <durationOfOffering>
            <moreThanOneYear>false</moreThanOneYear>
        </durationOfOffering>
        <typesOfSecuritiesOffered>
            <isEquityType>true</isEquityType>
        </typesOfSecuritiesOffered>
        <businessCombinationTransaction>
            <isBusinessCombinationTransaction>true</isBusinessCombinationTransaction>
            <clarificationOfResponse></clarificationOfResponse>
        </businessCombinationTransaction>
        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
        <salesCompensationList></salesCompensationList>
        <offeringSalesAmounts>
            <totalOfferingAmount>5657604</totalOfferingAmount>
            <totalAmountSold>5657604</totalAmountSold>
            <totalRemaining>0</totalRemaining>
            <clarificationOfResponse>The offering is closed.  No furhter units will be sold in this offering.</clarificationOfResponse>
        </offeringSalesAmounts>
        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>4</totalNumberAlreadyInvested>
        </investors>
        <salesCommissionsFindersFees>
            <salesCommissions>
                <dollarAmount>0</dollarAmount>
            </salesCommissions>
            <findersFees>
                <dollarAmount>0</dollarAmount>
            </findersFees>
            <clarificationOfResponse></clarificationOfResponse>
        </salesCommissionsFindersFees>
        <useOfProceeds>
            <grossProceedsUsed>
                <dollarAmount>0</dollarAmount>
            </grossProceedsUsed>
            <clarificationOfResponse>Proceeds from this offering will be used for general corporate purposes.</clarificationOfResponse>
        </useOfProceeds>
        <signatureBlock>
            <authorizedRepresentative>false</authorizedRepresentative>
            <signature>
                <issuerName>ConvergEx Holdings, LLC</issuerName>
                <signatureName>/s/ Charles Rappold</signatureName>
                <nameOfSigner>Charles Rappold</nameOfSigner>
                <signatureTitle>Vice Chairman and Chief Operating Officer</signatureTitle>
                <signatureDate>2009-12-14</signatureDate>
            </signature>
        </signatureBlock>
    </offeringData>
</edgarSubmission>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
-----END PRIVACY-ENHANCED MESSAGE-----