0001566114-14-000030.txt : 20140429 0001566114-14-000030.hdr.sgml : 20140429 20140429143423 ACCESSION NUMBER: 0001566114-14-000030 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140429 DATE AS OF CHANGE: 20140429 EFFECTIVENESS DATE: 20140429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: City National Rochdale High Yield Alternative Strategies Fund LLC CENTRAL INDEX KEY: 0001377954 IRS NUMBER: 205686121 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-194424 FILM NUMBER: 14793247 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-3500 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Rochdale High Yield Alternative Strategies Fund LLC DATE OF NAME CHANGE: 20130322 FORMER COMPANY: FORMER CONFORMED NAME: Rochdale Core Alternative Strategies Fund LLC DATE OF NAME CHANGE: 20061011 D/A 1 primary_doc.xml X0707 D/A LIVE 0001377954 City National Rochdale High Yield Alternative Strategies Fund LLC 570 LEXINGTON AVENUE 9TH FLOOR NEW YORK NY NEW YORK 10022 212-702-3500 DELAWARE Rochdale High Yield Alternative Strategies Fund LLC Rochdale Core Alternative Strategies Fund LLC Limited Liability Company true Garrett R. D'Alessandro 570 Lexington Avenue New York NY NEW YORK 10022 Executive Officer Garrett R. D'Alessandro is the President and Chief Executive Officer of the Fund. William O'Donnell 570 Lexington Avenue New York NY NEW YORK 10022 Executive Officer William O'Donnell is the Treasurer of the Fund. Kurt Hawkesworth 570 Lexington Avenue New York NY NEW YORK 10022 Executive Officer Kurt Hawkesworth is Secretary of the Fund. Jay C. Nadel 570 Lexington Avenue New York NY NEW YORK 10022 Director Jay C. Nadel is a Trustee of the Fund. Daniel A. Hanwacker, Sr. 570 Lexington Avenue New York NY NEW YORK 10022 Director Daniel A. Hanwacker Sr. is a Trustee of the Fund. Irwin G. Barnet 570 Lexington Avenue New York NY NEW YORK 10022 Director Irwin G. Barnet is a Trustee of the Fund. Vernon C. Kozlen 570 Lexington Avenue New York NY NEW YORK 10022 Director Vernon C. Kozlen is a Trustee of the Fund. William R. Sweet 570 Lexington Avenue New York NY NEW YORK 10022 Director William R. Sweet is a Trustee of the Fund. James Wolford 570 Lexington Avenue New York NY NEW YORK 10022 Director James Wolford is a Trustee of the Fund. Andrew Clare 570 Lexington Avenue New York NY NEW YORK 10022 Director Andrew Clare is a Trustee of the Fund. Jon Hunt 570 Lexington Avenue New York NY NEW YORK 10022 Director Jon Hunt is a Trustee of the Fund. Gregg Giaquinto 570 Lexington Avenue New York NY NEW YORK 10022 Executive Officer Gregg Giaquinto is the Anti Money Laundering Officer of the Fund. Francesco Michael Gozzillo 570 Lexington Avenue New York NY NEW YORK 10022 Executive Officer Francesco Michael Gozzillo is the Chief Compliance Officer of the Fund. Pooled Investment Fund Hedge Fund true $5,000,001 - $25,000,000 06b true 0001566114-13-000001 2013-06-01 true true false 25000 RIM Securities LLC 18466 RIM Securities LLC 18466 570 Lexington Avenue New York NY NEW YORK 10022 All States false Indefinite 33284136 Indefinite false 137 0 0 0 The Issuer pays annual fees to its independent directors. false City National Rochdale High Yield Alternative Strategies Fund LLC /s/Gregg Giaquinto Gregg Giaquinto Anti Money Laundering Officer 2014-04-29