0001377646-14-000001.txt : 20140314 0001377646-14-000001.hdr.sgml : 20140314 20140314075449 ACCESSION NUMBER: 0001377646-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140314 DATE AS OF CHANGE: 20140314 EFFECTIVENESS DATE: 20140314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw U.S. Broad Market Core Alpha Extension Plus Fund, L.L.C. CENTRAL INDEX KEY: 0001377646 IRS NUMBER: 205415437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-95480 FILM NUMBER: 14692796 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: D E Shaw U S Broad Market Core Alpha Extension Plus Fund Inc DATE OF NAME CHANGE: 20061006 D/A 1 primary_doc.xml X0707 D/A LIVE 0001377646 D. E. Shaw U.S. Broad Market Core Alpha Extension Plus Fund, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY NEW YORK 10036 2124780000 DELAWARE D E Shaw U S Broad Market Core Alpha Extension Plus Fund Inc Limited Liability Company true n/a D. E. Shaw Investment Management, L.L.C. 1166 Avenue of the Americas Ninth Floor New York NY NEW YORK 10036 Director D. E. Shaw Investment Management, L.L.C. is the managing member of the issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001377646-13-000002 2006-10-01 true true false 1000000 D. E. Shaw Securities, L.L.C. 24332 None None 1166 Avenue of the Americas 9th Floor New York NY NEW YORK 10036 All States true Indefinite 288523977 Indefinite false 12 0 0 D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold. 0 false D. E. Shaw U.S. Broad Market Core Alpha Extension Plus Fund, L.L.C. /s/ Nathan Thomas Nathan Thomas Authorized Signatory 2014-03-14