0000899140-23-000917.txt : 20230825 0000899140-23-000917.hdr.sgml : 20230825 20230824181132 ACCESSION NUMBER: 0000899140-23-000917 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230824 EFFECTIVENESS DATE: 20230825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P CENTRAL INDEX KEY: 0001376082 IRS NUMBER: 980491773 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-94900 FILM NUMBER: 231203281 BUSINESS ADDRESS: STREET 1: 100 FRONT ST SUITE 1100 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 610-940-5000 MAIL ADDRESS: STREET 1: 100 FRONT ST SUITE 1100 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P DATE OF NAME CHANGE: 20060920 D/A 1 primary_doc.xml X0708 D/A LIVE 0001376082 RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P 100 FRONT ST SUITE 1100 WEST CONSHOHOCKEN PA PENNSYLVANIA 19428 610-940-5000 CAYMAN ISLANDS MORGAN STANLEY OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P Other A Cayman Islands Exempted Limited Partnership true Kevin Solomon Opportunistic GP Ltd., Ugland House c/o Maples Corporate Services Limited Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Director of the General Partner Jason Sneah Opportunistic GP Ltd., Ugland House c/o Maples Corporate Services Limited Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Director of the General Partner Allan Fajardo 1633 Broadway New York NY NEW YORK 10019 Executive Officer Secretary of the General Partner of the Investment Adviser of the Issuer Chris Auffenberg 100 Front Street Suite 400 West Conshohocken PA PENNSYLVANIA 19428 Executive Officer Executive Director of the General Partner of the Investment Adviser of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-22-000663 2006-03-01 true true false 100000 MORGAN STANLEY SMITH BARNEY LLC 149777 MORGAN STANLEY SMITH BARNEY LLC 149777 2000 WESTCHESTER AVENUE Purchase NY NEW YORK 10577-2530 All States false UBS Financial Services Inc. 8174 UBS Financial Services Inc. 8174 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 47951429 Indefinite Responses in Items #13 and #14 are estimates. false 77 854500 true 0 Estimated fees do not include trailer fees paid, which are instead reflected in the total fees with respect to Riverview Opportunistic Fund, beginning from the inception of the Issuer and projected through the next 12 months. 0 true false RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P Chris Auffenberg Chris Auffenberg See the Clarification Box in Item #3 2023-08-24