0001014108-26-000001.txt : 20260102 0001014108-26-000001.hdr.sgml : 20260102 20260102130001 ACCESSION NUMBER: 0001014108-26-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260102 DATE AS OF CHANGE: 20260102 EFFECTIVENESS DATE: 20260102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL ADVISORS EMPLOYEE INVESTMENT, LLC CENTRAL INDEX KEY: 0002092698 ORGANIZATION NAME: EIN: 334218452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-568738 FILM NUMBER: 26501422 BUSINESS ADDRESS: STREET 1: 125 E JOHN CARPENTER FRWY STREET 2: SUITE 1300 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-822-2055 MAIL ADDRESS: STREET 1: 125 E JOHN CARPENTER FRWY STREET 2: SUITE 1300 CITY: IRVING STATE: TX ZIP: 75062 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Capital Financial Partners, LLC CENTRAL INDEX KEY: 0001372312 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-568738-01 FILM NUMBER: 26501423 BUSINESS ADDRESS: STREET 1: 125 E. JOHN CARPENTER FRWY STREET 2: SUITE 1300 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 972-822-2055 MAIL ADDRESS: STREET 1: 125 E. JOHN CARPENTER FRWY STREET 2: SUITE 1300 CITY: IRVING STATE: TX ZIP: 75062 FORMER COMPANY: FORMER CONFORMED NAME: UNITED CAPITAL FINANCIAL PARTNERS, LLC DATE OF NAME CHANGE: 20231114 FORMER COMPANY: FORMER CONFORMED NAME: United Capital Financial Partners, Inc DATE OF NAME CHANGE: 20110516 FORMER COMPANY: FORMER CONFORMED NAME: United Capital Financial Partners, LLC DATE OF NAME CHANGE: 20110516 D 1 primary_doc.xml X0708 D LIVE 0002092698 UNITED CAPITAL ADVISORS EMPLOYEE INVESTMENT, LLC 125 E JOHN CARPENTER FRWY SUITE 1300 IRVING TX TEXAS 75062 972-822-2055 DELAWARE None None Limited Liability Company true 2023 0001372312 United Capital Financial Partners, LLC 125 E. JOHN CARPENTER FRWY SUITE 1300 IRVING TX TEXAS 75062 972-822-2055 DELAWARE UNITED CAPITAL FINANCIAL PARTNERS, LLC United Capital Financial Partners, Inc United Capital Financial Partners, LLC Limited Liability Company true Rob Mlenek 3800 American Blvd W #1000 Bloomington MN MINNESOTA 55425 Executive Officer Director Chief Financial Officer of United Capital Financial Partners, LLC James Rivers 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer President of United Capital Financial Partners, LLC Marie Campion 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer Chief People Officer of United Capital Financial Partners, LLC Sonja Larimore 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer Chief Compliance Officer of United Capital Financial Partners, LLC Melroy Saldanha 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer Chief Technology Officer of United Capital Financial Partners, LLC Jonathan Seiler 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer Head of Operations of United Capital Financial Partners, LLC Brian McDowell 125 E. John Carpenter Frwy Suite 1300 Irving TX TEXAS 75062 Executive Officer Chief Investment Officer of United Capital Financial Partners, LLC Investing Decline to Disclose 06b false 2025-12-19 false true false 706793 1413586 1413586 0 false 2 0 0 0 false UNITED CAPITAL ADVISORS EMPLOYEE INVESTMENT, LLC /s/ Rob Mlenek Rob Mlenek Chief Financial Officer of United Capital Financial Partners 2026-01-02 United Capital Financial Partners, LLC /s/ Rob Mlenek Rob Mlenek Chief Financial Officer 2026-01-02