0001368148-23-000044.txt : 20230501 0001368148-23-000044.hdr.sgml : 20230501 20230501154109 ACCESSION NUMBER: 0001368148-23-000044 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230501 DATE AS OF CHANGE: 20230501 EFFECTIVENESS DATE: 20230501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-480481 FILM NUMBER: 23873247 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 D 1 primary_doc.xml X0708 D LIVE 0001368148 ATHERSYS, INC / NEW 3201 CARNEGIE AVENUE CLEVELAND OH OHIO 44115-2634 216-431-9900 DELAWARE BTHC VI Inc Corporation true DANIEL CAMARDO 3201 Carnegie Ave Cleveland OH OHIO 44115 Executive Officer Director JACK WYSZOMIERSKI 3201 Carnegie Ave Cleveland OH OHIO 44115 Director JOSEPH NOLAN 3201 Carnegie Ave Cleveland OH OHIO 44115 Director MAIA HANSEN 3201 Carnegie Ave Cleveland OH OHIO 44115 Executive Officer KASEY ROSADO 3201 Carnegie Ave Cleveland OH OHIO 44115 Executive Officer ISMAIL KOLA 3201 Carnegie Ave Cleveland OH OHIO 44115 Director JANE WASMAN 3201 Carnegie Ave Cleveland OH OHIO 44115 Director Biotechnology Decline to Disclose 06b false 2023-04-18 false true true false 0 A.G.P/ALLIANCE GLOBAL PARTNERS 8361 None None 590 MADISON AVENUE 28TH FLOOR NEW YORK NY NEW YORK 10022 CA CALIFORNIA IL ILLINOIS NY NEW YORK false 3537600 3537600 0 WARRANTS TO PURCHASE UP TO 3,685,000 SHARES OF COMMON STOCK, AT AN EXERCISE PRICE EQUAL TO $0.96 PER SHARE, WERE ISSUED FOR NO ADDITIONAL CONSIDERATION CONCURRENTLY WITH A REGISTERED DIRECT OFFERING OF 3,685,000 SHARES OF COMMON STOCK false 4 239516 true 0 ATHERSYS, INC WILL PAY A.G.P./ALLIANCE GLOBAL PARTNERS A CASH FEE EQUAL TO 6.5% OF THE AGGREGATE PROCEEDS FROM THE SALE OF COMMON STOCK AND THE WARRANTS, PLUS UP TO AN ADDITIONAL $65,000 IN OTHER ACCOUNTABLE AND NON-ACCOUNTABLE EXPENSES. 0 true THE COMPANY INTENTS TO USE THE NET PROCEEDS FROM THIS OFFERING FOR WORKING CAPITAL AND GENERAL CORPORATE PURPOSES, WHICH MAY INCLUDE PAYING SALARIES TO SOME RELATED PERSONS LISTED HEREIN. false ATHERSYS, INC / NEW Daniel Camardo Daniel Camardo CEO 2023-05-01