0001625257-17-000065.txt : 20170410 0001625257-17-000065.hdr.sgml : 20170410 20170410162157 ACCESSION NUMBER: 0001625257-17-000065 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 EFFECTIVENESS DATE: 20170410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC CENTRAL INDEX KEY: 0001367596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-91430 FILM NUMBER: 17753638 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: Graham Alternative Investment ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: GRAHAM ALTERNATIVE INVESTMENT ASW FUND DATE OF NAME CHANGE: 20060626 D/A 1 primary_doc.xml X0707 D/A LIVE 0001367596 Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC 401 S. TRYON ST CHARLOTTE NC NORTH CAROLINA 28288 704-383-6369 DELAWARE Graham Alternative Investment ASW Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC GRAHAM ALTERNATIVE INVESTMENT ASW FUND Limited Liability Company true N/A Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member of the Issuer Adam Taback c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Managing Director of the Managing Member Britta Perkio Patterson c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director of Alternative Investment Strategy of the Managing Member James F. Angelos c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Chief Compliance Officer of the Managing Member Michael Roman Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Vice President of the Managing Member Rob Coltrin c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of the Managing Member Sean Nicolosi Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director of Alternative Investment Operations of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001625257-16-000150 2006-08-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 All States false Indefinite 278832064 Indefinite false 670 516233 true 0 true 0 true false Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC /s/ Sean Nicolosi Sean Nicolosi Director of Alternative Investment Operations of the MM 2017-04-10