0001365495-16-000002.txt : 20160316 0001365495-16-000002.hdr.sgml : 20160316 20160316154849 ACCESSION NUMBER: 0001365495-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 EFFECTIVENESS DATE: 20160316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INSTITUTIONAL LTD CENTRAL INDEX KEY: 0001365495 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-90628 FILM NUMBER: 161509626 BUSINESS ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PK W. BAY RD BOX 31106SMB CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-3977 MAIL ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PK W. BAY RD BOX 31106SMB CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 D/A 1 primary_doc.xml X0707 D/A LIVE 0001365495 IRONWOOD INSTITUTIONAL LTD Maples Corporate Services Limited Ugland House, South Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1104 345-945-8066 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Ironwood Capital Management One Market Plaza, Steuart Tower Suite 2500 San Francisco CA CALIFORNIA 94105 Executive Officer Investment Manager Jonathan Gans Ironwood Capital Management One Market, Steuart Tower, Suite 2500 San Francisco CA CALIFORNIA 94105 Director Phillip Cater International Management Services Ltd. Harbour Centre George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Ian Goodall International Management Services Ltd. Harbour Centre George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001365495-15-000001 2006-05-01 true true false 250000 City National Securities 103705 None None 400 North Roxbury Drive Suite 400 Beverly Hills CA CALIFORNIA 90210 All States false Citigroup Global Markets, Inc. 7059 None None 390-388 Greenwich Street New York NY NEW YORK 10013 All States false Oppenheimer & Co. Inc. 249 None None 85 Broad Street 22nd Floor New York NY NEW YORK 10004 All States false Morgan Keegan & Company, LLC 4161 None None 50 North Front Street Memphis TN TENNESSEE 38103 true Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Enerecap Partners, LLC 26554 None None 1718 Peachtree Street NW Suite 900 Atlanta 2Q GEORGIA 30309 GA GEORGIA false MT Rushmore Securities LLC 130955 None None 1703 Kosola Avenue, #B-1 Fairfield IA IOWA 52556 true Capital Management Partners, Inc. 21973 None None 1100 North Fourth Street Suite 141 Fairfield IA IOWA 52556 AL ALABAMA AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA MA MASSACHUSETTS NY NEW YORK OH OHIO TX TEXAS false EMCOR Securities, Inc. 45722 None None 400 Madison Avenue Suite 8A New York NY NEW YORK 10017 true Fortigent Securities Company, LLC 46022 None None 2600 Tower Oaks Blvd. Suite 500 Rockville MD MARYLAND 20852 true Metcircle Securities LLC 132690 None None 103 East 84th Street Suite 5B New York NY NEW YORK 10028 true Osage Investments, Inc. 118539 None None 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33432 true Stifel, Nicolaus & Company, Inc. 793 None None 501 North Broadway Suite 5B St. Louis MO MISSOURI 63102 All States false HighTower Securities LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Foreside Fund Services, LLC 46106 None None Three Canal Plaza 3rd Floor Portland ME MAINE 04101 All States false Indefinite 288102065 Indefinite false 46 924013 true 0 IM pays up to 30% of mgt fees to selling agents-see item 12. Current offering began prior to 3/15/09; item 15 reflects info from such date. EMCOR, Fortigent, Metcircle, MT Rushmore & Osage are no longer registered broker-dealers & receive no commissions. 0 false IRONWOOD INSTITUTIONAL LTD Jonathan Gans Jonathan Gans Director of the Issuer 2016-03-16