0001441557-16-000055.txt : 20160225 0001441557-16-000055.hdr.sgml : 20160225 20160225124645 ACCESSION NUMBER: 0001441557-16-000055 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: 4a5 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 EFFECTIVENESS DATE: 20160225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PSM HOLDINGS INC CENTRAL INDEX KEY: 0001362180 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 870445475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-258119 FILM NUMBER: 161454778 BUSINESS ADDRESS: STREET 1: 1109 NORTH BRYANT AVENUE STREET 2: SUITE 110 CITY: EDMOND STATE: OK ZIP: 73034-3251 BUSINESS PHONE: (405) 753-1900 MAIL ADDRESS: STREET 1: 1109 NORTH BRYANT AVENUE STREET 2: SUITE 110 CITY: EDMOND STATE: OK ZIP: 73034-3251 D 1 primary_doc.xml X0707 D LIVE 0001362180 PSM HOLDINGS INC 1109 NORTH BRYANT AVENUE SUITE 110 EDMOND OK OKLAHOMA 73034-3251 (405) 753-1900 DELAWARE Durban Holdings, Inc. None Corporation true Kevin Gadawski 1109 North Bryant Avenue Suite 110 Edmond OK OKLAHOMA 73034-3251 Executive Officer Director Michael Margolies 1109 North Bryant Avenue Suite 110 Edmond OK OKLAHOMA 73034-3251 Director James Miller 1109 North Bryant Avenue Suite 110 Edmond OK OKLAHOMA 73034-3251 Director Other Banking and Financial Services $5,000,001 - $25,000,000 06b 4a5 false 2016-02-17 false true true true true Series E Preferred & Broker Warrants false 0 Wilmington Capital Securities, Inc. 133839 None None 600 Old Country Road Suite 200 Garden City NY NEW YORK 11530 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH false 1177500 350000 827500 false 1 0 0 8% of the common stock into which the Series E Shares sold in this offering may be converted at the closing date of this offering. 0 false PSM HOLDINGS INC /s/ Kevin Gadawski Kevin Gadawski President & CFO 2016-02-25