0001441557-14-000021.txt : 20140409 0001441557-14-000021.hdr.sgml : 20140409 20140409140733 ACCESSION NUMBER: 0001441557-14-000021 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: 4a5 FILED AS OF DATE: 20140409 DATE AS OF CHANGE: 20140409 EFFECTIVENESS DATE: 20140409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PSM HOLDINGS INC CENTRAL INDEX KEY: 0001362180 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 900332127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-215216 FILM NUMBER: 14753164 BUSINESS ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: (405) 753-1900 MAIL ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 D 1 primary_doc.xml X0707 D LIVE 0001362180 PSM HOLDINGS INC 5900 MOSTELLER DR., #11 OKLAHOMA CITY OK OKLAHOMA 73112 (405) 753-1900 DELAWARE Durban Holdings, Inc. None Corporation true Kevin Gadawski 5900 Mosteller Dr. #11 Oklahoma City OK OKLAHOMA 73112 Executive Officer Director Jeffrey R. Smith 5900 Mosteller Dr. #11 Oklahoma City OK OKLAHOMA 73112 Executive Officer Director Michael Margolies 5900 Mosteller Dr. #11 Oklahoma City OK OKLAHOMA 73112 Director James Miller 5900 Mosteller Dr. #11 Oklahoma City OK OKLAHOMA 73112 Director Other $5,000,001 - $25,000,000 06b 4a5 false 2014-04-01 true true true true true Preferred C & D Series & 5 year warrants. false 100000 Wilmington Capital Securities Inc. 133839 None None 600 Old Country Road Suite 200 Garden City NY NEW YORK 11530 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH false 3200000 3200000 0 false 4 256000 0 8% cash commission of $256,000 and 3,200,000 five year placement agent warrants. 625000 Repayment of principal amount of notes of $625,000 payable to a director and an affiliate of another director. false PSM HOLDINGS INC /s/ Kevin J. Gadawski Kevin J. Gadawski President, CFO 2014-04-09