0001493152-24-018667.txt : 20240510 0001493152-24-018667.hdr.sgml : 20240510 20240510163702 ACCESSION NUMBER: 0001493152-24-018667 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 EFFECTIVENESS DATE: 20240510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE BIO, INC. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-512997 FILM NUMBER: 24935559 BUSINESS ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: (858) 704-4900 MAIL ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 FORMER COMPANY: FORMER CONFORMED NAME: Seneca Biopharma, Inc. DATE OF NAME CHANGE: 20200127 FORMER COMPANY: FORMER CONFORMED NAME: Neuralstem, Inc. DATE OF NAME CHANGE: 20060324 D 1 primary_doc.xml X0708 D LIVE 0001357459 PALISADE BIO, INC. 7750 EL CAMINO REAL SUITE 2A CARLSBAD CA CALIFORNIA 92009 858-704-4900 DELAWARE None Seneca Biopharma, Inc. Neuralstem, Inc. Corporation true J.D. Finley 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Executive Officer Director Mitchell Jones 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Executive Officer Donald Williams 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Director Margery Fischbein 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Director Binxian Wei 7750 El Camino Real Suite 2A California CA CALIFORNIA 92009 Director Biotechnology Decline to Disclose 06b false 2024-05-06 false true true true false 0 Ladenburg Thalmann & Co. Inc. 000000505 None None 640 5TH AVENUE, 4TH FLOOR NEW YORK NY NEW YORK 10019 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS NV NEVADA NY NEW YORK TX TEXAS false 3999942 3999942 0 (i) 85,100 shares and 530,142 prefunded warrants and (ii)922,863 seven year warrants sold in offering at $6.5015 per unit false 1 309999 0 Sales commissions does not include warrant to purchase 36,914 shares to placement agent and $60,000 in expenses reimbursed. 0 false PALISADE BIO, INC. /S/ J.D. Finley J.D. Finley CEO 2024-05-10