0001493152-24-006024.txt : 20240213 0001493152-24-006024.hdr.sgml : 20240213 20240213145109 ACCESSION NUMBER: 0001493152-24-006024 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE BIO, INC. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-505132 FILM NUMBER: 24624928 BUSINESS ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: (858) 704-4900 MAIL ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 FORMER COMPANY: FORMER CONFORMED NAME: Seneca Biopharma, Inc. DATE OF NAME CHANGE: 20200127 FORMER COMPANY: FORMER CONFORMED NAME: Neuralstem, Inc. DATE OF NAME CHANGE: 20060324 D 1 primary_doc.xml X0708 D LIVE 0001357459 PALISADE BIO, INC. 7750 EL CAMINO REAL SUITE 2A CARLSBAD CA CALIFORNIA 92009 858-704-4900 DELAWARE None Seneca Biopharma, Inc. Neuralstem, Inc. Corporation true J.D. Finley 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Executive Officer Director Mary Ann Gray 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Director Binxian Wei 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Director Donald Williams 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Director Mitchell Jones 7750 El Camino Real Suite 2A Carlsbad CA CALIFORNIA 92009 Executive Officer Biotechnology Decline to Disclose 06b false 2024-02-01 false true true false 0 Ladenburg Thalmann & Co. Inc. 505 None None 640 5TH AVENUE, 4TH FLOOR NEW YORK NY NEW YORK 10019 IL ILLINOIS NV NEVADA NY NEW YORK false 2502717 2502717 0 false 15 193960 0 Sales commissions does not include a warrant to purchase 205,337 shares issued to placement agent 0 false PALISADE BIO, INC. /S/ J.D. Finley J.D. Finley CEO 2024-02-13