0001493152-23-011700.txt : 20230410 0001493152-23-011700.hdr.sgml : 20230410 20230410161031 ACCESSION NUMBER: 0001493152-23-011700 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 EFFECTIVENESS DATE: 20230410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALISADE BIO, INC. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-478383 FILM NUMBER: 23811246 BUSINESS ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: (858) 704-4900 MAIL ADDRESS: STREET 1: 7750 EL CAMINO REAL, SUITE 5200 CITY: CARLSBAD STATE: CA ZIP: 92009 FORMER COMPANY: FORMER CONFORMED NAME: Seneca Biopharma, Inc. DATE OF NAME CHANGE: 20200127 FORMER COMPANY: FORMER CONFORMED NAME: Neuralstem, Inc. DATE OF NAME CHANGE: 20060324 D 1 primary_doc.xml X0708 D LIVE 0001357459 PALISADE BIO, INC. 7750 EL CAMINO REAL SUITE 5200 CARLSBAD CA CALIFORNIA 92009 858-704-4900 DELAWARE None Seneca Biopharma, Inc. Neuralstem, Inc. Corporation true J.D. Finley 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Executive Officer Director James Neal 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Stephanie Diaz 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Mary Ann Gray 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Cristina Csimma 7750 El Camino Real Suite 5200 California CA CALIFORNIA 92009 Director Binxian Wei 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Donald Williams 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Robert Trenschel 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Director Herbert Slade 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Executive Officer Robert McRae 7750 El Camino Real Suite 5200 Carlsbad CA CALIFORNIA 92009 Executive Officer Biotechnology Decline to Disclose 06b false 2023-04-05 false true true true true 455,242 Shares, 1,061,164 Prefunded Warrants, 2,272,723 Warrants, and 136,636 Placement Agent Warrants false 0 Ladenburg Thalmann & Co. Inc. 505 None None 640 5TH AVENUE, 4TH FLOOR NEW YORK NY NEW YORK 10019 CA CALIFORNIA IL ILLINOIS MN MINNESOTA NE NEBRASKA NJ NEW JERSEY NY NEW YORK false 4003205 4003205 0 Represents the unregistered Shares and prefunded warrants issued in private placement portion of offering false 9 310256 0 Private Placement portion of Offering. Does not include (i) expenses or (ii) Placement warrants. 0 false PALISADE BIO, INC. /S/ J.D. Finley J.D. Finley Interim CEO 2023-04-10