0001144204-16-104181.txt : 20160523 0001144204-16-104181.hdr.sgml : 20160523 20160523160310 ACCESSION NUMBER: 0001144204-16-104181 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 EFFECTIVENESS DATE: 20160523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-263688 FILM NUMBER: 161669027 BUSINESS ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3013664841 MAIL ADDRESS: STREET 1: 9700 GREAT SENECA HIGHWAY CITY: ROCKVILLE STATE: MD ZIP: 20850 D 1 primary_doc.xml X0707 D LIVE 0001357459 Neuralstem, Inc. 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD MARYLAND 20876 3013664960 DELAWARE None None Corporation true Richard Daly 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Executive Officer Director Karl Johe 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Executive Officer Director Jonathan Lloyd Jones 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Executive Officer Scott Ogilvie 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director Stanley Westreich 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director Catherine Sohn 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director Sandford Smith 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director William Oldaker 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director Richard Garr 20271 Goldenrod Lane, 2nd floor Germantown MD MARYLAND 20876 Director Biotechnology Decline to Disclose 06b false 2016-05-12 false true true false 50000 1100000 1080000 20000 For every share purchased at a price of $0.40 per share, each investor received a warrant to purchase one share of common stock at an exercise price of $0.40 and a term of five years. false 3 50000 0 Financial advisory fee of $50,000 was paid to Roth Capital Partners, LLC 0 false Neuralstem, Inc. /s/ Richard Daly Richard Daly Chief Executive Officer 2016-05-23