0001209191-14-064467.txt : 20141023 0001209191-14-064467.hdr.sgml : 20141023 20141023153214 ACCESSION NUMBER: 0001209191-14-064467 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 EFFECTIVENESS DATE: 20141023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-227037 FILM NUMBER: 141169889 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 D 1 primary_doc.xml X0707 D LIVE 0001355790 International Stem Cell CORP 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 (760) 940-6393 DELAWARE BTHC III, Inc. BTHC III INC. Corporation true Andrey Semechkin 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Director Chief Executive Officer and Co-Chairman of the Board Simon Craw 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Executive Vice President of Business Development Jay Novak 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Chief Financial Officer Ruslan Semechkin 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Director Chief Scientific Officer Donald Wright 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Director Co-Chairman of the Board Paul Maier 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Director Independent Director Charles J. Casamento 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Director Independent Director Sofya Bakalova 5950 Priestly Drive Carlsbad CA CALIFORNIA 92008 Executive Officer Director Legal Affairs and Operations Biotechnology Decline to Disclose 06b false 2014-10-14 false true true false 0 H.C.Wainwright and Co. LLC 375 None None 430 Park Avenue, 4th Floor New York NY NEW YORK 10022 CA CALIFORNIA NJ NEW JERSEY 2500000 2500000 0 false 4 0 200000 true 0 false International Stem Cell CORP /s/ Jay Novak Jay Novak Chief Financial Officer 2014-10-21