0001625257-15-000035.txt : 20150409 0001625257-15-000035.hdr.sgml : 20150409 20150409162754 ACCESSION NUMBER: 0001625257-15-000035 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150409 DATE AS OF CHANGE: 20150409 EFFECTIVENESS DATE: 20150409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 15761690 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0707 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28202 704-383-6369 DELAWARE AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC AURORA GLOBAL OPPORTUNITIES ASW FUND Limited Liability Company true N/A Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam Taback c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Managing Director of the Managing Member Britta Perkio Patterson c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director of Alternative Investment Strategy of the Managing Member James F. Angelos c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Chief Compliance Officer of the Managing Member Michael Roman Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Vice President of the Managing Member Rob Coltrin c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of the Managing Member Sean Nicolosi Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director of Alternative Investment Operations of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-14-000574 2005-05-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 All States false Indefinite 264331835 Indefinite false 820 429805 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Sean Nicolosi Sean Nicolosi Director of Alternative Investment Operations of the MM 2015-04-07