0000898432-14-000574.txt : 20140411 0000898432-14-000574.hdr.sgml : 20140411 20140411172443 ACCESSION NUMBER: 0000898432-14-000574 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 EFFECTIVENESS DATE: 20140411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 14760931 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0707 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC c/o Alternative Strategies Group, Inc. 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28202 704-383-6369 DELAWARE AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC AURORA GLOBAL OPPORTUNITIES ASW FUND Limited Liability Company true N/A Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer President of the Managing Member Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Chief Administrative Officer of the Managing Member Doretta Dunegan 550 California Street, 6th Floor MAC A0112-063 San Francisco CA CALIFORNIA 94102-1004 Executive Officer Chief Compliance Officer of the Managing Member Michael Roman c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer of the Managing Member Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of the Managing Member Sean Nicolosi Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Chief Operating Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-13-000669 2005-05-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Indefinite 136853583 Indefinite false 354 1500000 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Sean Nicolosi Sean Nicolosi Chief Operating Officer of the Managing Member 2014-04-11