0000898432-12-000478.txt : 20120411 0000898432-12-000478.hdr.sgml : 20120411 20120411093816 ACCESSION NUMBER: 0000898432-12-000478 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120411 DATE AS OF CHANGE: 20120411 EFFECTIVENESS DATE: 20120411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 12753297 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0705 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC c/o Alternative Strategies Group, Inc. 401 S. Tryon Street CHARLOTTE NC NORTH CAROLINA 28202 704-383-6369 DELAWARE AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC AURORA GLOBAL OPPORTUNITIES ASW FUND Limited Liability Company true N/A Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director President and Director of Managing Member Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Chief Administrative Officer and Director of Managing Member Doretta Dunegan 550 California Street, 6th Floor MAC A0112-063 San Francisco CA CALIFORNIA 94102-1004 Executive Officer Chief Compliance Officer of Managing Member Yukari Nakano c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Chief Operating Officer of Managing Member Dean A. Junkans c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director Director of Managing Member Michael Roman c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Vice President and Chief Financial Officer Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-06-007980 2005-05-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 All States false Indefinite 150258140 Indefinite false 464 1500000 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Yukari Nakano Yukari Nakano Chief Operating Officer of Managing Member 2012-03-22