0000898432-11-000536.txt : 20110413 0000898432-11-000536.hdr.sgml : 20110413 20110413172137 ACCESSION NUMBER: 0000898432-11-000536 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110413 DATE AS OF CHANGE: 20110413 EFFECTIVENESS DATE: 20110413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 11757774 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0704 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 CHARLOTTE NC NORTH CAROLINA 28288-1157 704-383-6369 DELAWARE AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC AURORA GLOBAL OPPORTUNITIES ASW FUND Limited Liability Company true N/A Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Promoter Managing Member of the Issuer Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Executive Officer Director President and Director of the Managing Member Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Executive Officer Director Chief Administrative Officer and Director of the Managing Member Michael H. Koonce c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer of the Managing Member Sheelpa P. Brown c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288 Executive Officer Chief Compliance Officer of the Managing Member Yukari Nakano c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Chief Operating Officer of the Managing Member Dean A. Jukans c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Director Director of the Managing Member Michael Roman c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Chief Financial Officer and Treasurer of the Managing Member Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28288-1157 Executive Officer Executive Officer of the Managing Member Anil Kumar c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer of the Managing Member Lloyd Lipsett c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Senior Vice President and Secretary of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-06-007980 2005-05-01 true true false 100000 N/A None Wells Fargo Advisors, LLC 19616 One North Jefferson Avenue St. Louis MO MISSOURI 63103 All States false Indefinite 142135770 Indefinite false 482 1500000 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Anil Kumar Anil Kumar Vice President of the Managing Member of the Issuer 2011-04-06