-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4u1/lce314LDN7ygDCqiaUcSzv7SuctKYjAWXiEv3RE/2ThFIyYxYrEItKm2DGP hojE+s9Vl6DF+rrFFYnpsw== 0000898432-10-000504.txt : 20100407 0000898432-10-000504.hdr.sgml : 20100407 20100406174506 ACCESSION NUMBER: 0000898432-10-000504 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100407 DATE AS OF CHANGE: 20100406 EFFECTIVENESS DATE: 20100407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC CENTRAL INDEX KEY: 0001355386 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-86916 FILM NUMBER: 10735242 BUSINESS ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: 401 S. TRYON ST TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC DATE OF NAME CHANGE: 20090805 FORMER COMPANY: FORMER CONFORMED NAME: AURORA GLOBAL OPPORTUNITIES ASW FUND DATE OF NAME CHANGE: 20060307 D/A 1 primary_doc.xml X0603 D/A LIVE 0001355386 AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC 401 S. TRYON ST TH3 CHARLOTTE NC 28288 704-383-6369 DELAWARE AURORA GLOBAL OPPORTUNITIES ASW FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC AURORA GLOBAL OPPORTUNITIES ASW FUND Limited Liability Company true 2005 N/A Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288-1157 Promoter Managing Member of the Issuer Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC 28288-1157 Director Executive Officer President and Director of the Managing Member Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288-1157 Director Executive Officer Chief Administrative Officer and Director of the Managing Member Michael H. Koonce c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Sheelpa P. Brown c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Chief Compliance Officer of the Managing Member Yukari Nakano c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Chief Operating Officer of the Managing Member Lloyd Lipsett c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Senior Vice President and Secretary of the Managing Member Dean A. Junkans c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288-1157 Director Director of the Managing Member Phil Bancroft c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288-1157 Executive Officer Chief Financial Officer and Treasurer of the Managing Member Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street, TH3 Charlotte NC 28288 Executive Officer Executive Officer of the Managing Member Anil Kumar c/o Evergreen Investment Mgmt. Co., LLC 200 Berkeley Street Boston MA 02116 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-06-007980 2005-05-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO 63103 All States Indefinite 86055626 Indefinite false 381 1500000 true 0 true 0 true false AURORA GLOBAL OPPORTUNITIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC /s/ Anil Kumar Anil Kumar Vice President of the Managing Member of the Issuer 2010-03-30 -----END PRIVACY-ENHANCED MESSAGE-----